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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXWL
1051
DELISTED
Maxwell Technologies Inc
MXWL
$5.09M 0.01%
993,156
-52,145
-5% -$297K
BMO icon
1052
Bank of Montreal
BMO
$126B
$5.09M 0.01%
67,355
+31,636
+89% +$2.36M
GOLD
1053
DELISTED
Randgold Resources Ltd
GOLD
$5.09M 0.01%
52,134
+5,738
+12% +$551K
PBYI icon
1054
Puma Biotechnology
PBYI
$404M
$5.08M 0.01%
42,449
-3,501
-8% -$326K
BCC icon
1055
Boise Cascade
BCC
$2.69B
$5.08M 0.01%
145,512
+28,064
+24% +$852K
TSM icon
1056
TSMC
TSM
$2.1T
$5.07M 0.01%
135,144
+506
+0.4% +$18.5K
BP icon
1057
BP
BP
$116B
$5.06M 0.01%
145,877
-3,656
-2% -$116K
PMO
1058
Franklin Municipal Opportunities Trust
PMO
$280M
$5.05M 0.01%
399,834
+34,426
+9% +$434K
AVXS
1059
DELISTED
AveXis, Inc. Common Stock
AVXS
$5.04M 0.01%
52,106
+4,431
+9% +$400K
OPLN
1060
Openlane
OPLN
$4.21B
$5.03M 0.01%
278,340
+99,683
+56% +$1.64M
AOD
1061
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$5.01M 0.01%
557,000
+9,954
+2% +$87.5K
HYEM icon
1062
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$5.01M 0.01%
201,847
+21,670
+12% +$533K
MFIC icon
1063
MidCap Financial Investment
MFIC
$787M
$5.01M 0.01%
273,227
-13,903
-5% -$259K
HI
1064
DELISTED
Hillenbrand
HI
$5.01M 0.01%
128,877
-5,164
-4% -$187K
GCI
1065
DELISTED
Gannett Co., Inc
GCI
$5M 0.01%
555,035
+84,677
+18% +$727K
XYZ
1066
Block Inc
XYZ
$48.4B
$4.99M 0.01%
173,338
+156,418
+924% +$4.09M
SIRI icon
1067
SiriusXM
SIRI
$9.97B
$4.96M 0.01%
89,902
-11,724
-12% -$649K
ON icon
1068
ON Semiconductor
ON
$31.8B
$4.96M 0.01%
268,647
+57,068
+27% +$918K
CVA
1069
DELISTED
Covanta Holding Corporation
CVA
$4.96M 0.01%
333,627
-173,480
-34% -$2.44M
WPM icon
1070
Wheaton Precious Metals
WPM
$49.5B
$4.95M 0.01%
259,427
+32,852
+14% +$647K
BCE icon
1071
BCE
BCE
$20.2B
$4.95M 0.01%
105,703
+508
+0.5% +$23.8K
TD icon
1072
Toronto Dominion Bank
TD
$198B
$4.95M 0.01%
87,942
-18,126
-17% -$952K
MIC
1073
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4.94M 0.01%
68,446
+25,382
+59% +$1.89M
BXMX
1074
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.93M 0.01%
352,684
-22,723
-6% -$315K
IBP icon
1075
Installed Building Products
IBP
$6.01B
$4.92M 0.01%
75,969
+6,675
+10% +$374K
41 42
43
44 45

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.