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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVN icon
1051
LivaNova
LIVN
$4.23B
$4.47M 0.01%
82,746
-4,172
-5% -$232K
BRX icon
1052
Brixmor Property Group
BRX
$9.47B
$4.46M 0.01%
174,214
-27,193
-14% -$670K
PZC
1053
DELISTED
PIMCO California Municipal Income Fund III
PZC
$4.46M 0.01%
379,863
+47,179
+14% +$565K
TTEK icon
1054
Tetra Tech
TTEK
$8.88B
$4.46M 0.01%
748,185
-40
-0% -$213
BPL
1055
DELISTED
Buckeye Partners, L.P.
BPL
$4.46M 0.01%
65,609
+54,868
+511% +$3.35M
PBF icon
1056
PBF Energy
PBF
$7.33B
$4.45M 0.01%
133,894
-12,464
-9% -$398K
ENR icon
1057
Energizer
ENR
$1.58B
$4.43M 0.01%
109,319
+3,508
+3% +$128K
ATR icon
1058
AptarGroup
ATR
$8.67B
$4.43M 0.01%
56,461
+8,751
+18% +$642K
APLE icon
1059
Apple Hospitality REIT
APLE
$3.9B
$4.43M 0.01%
223,429
+183,488
+459% +$3.52M
AWF
1060
AllianceBernstein Global High Income Fund
AWF
$877M
$4.41M 0.01%
378,057
-113,482
-23% -$1.25M
FLY
1061
DELISTED
Fly Leasing Limited
FLY
$4.41M 0.01%
+346,644
New +$4.27M
BUFF
1062
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$4.4M 0.01%
171,638
+76,054
+80% +$1.46M
VTN icon
1063
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
$4.4M 0.01%
286,523
+23,276
+9% +$349K
RGLD icon
1064
Royal Gold
RGLD
$18.2B
$4.39M 0.01%
85,643
-215,092
-72% -$8.77M
PRTA icon
1065
Prothena Corp
PRTA
$441M
$4.39M 0.01%
106,572
+36,960
+53% +$1.45M
SAP icon
1066
SAP
SAP
$227B
$4.38M 0.01%
54,402
-10,234
-16% -$796K
JUNO
1067
DELISTED
Juno Therapeutics, Inc.
JUNO
$4.36M 0.01%
114,570
+20,461
+22% +$713K
MLI icon
1068
Mueller Industries
MLI
$15.3B
$4.36M 0.01%
592,100
+6,256
+1% +$41.3K
AU icon
1069
AngloGold Ashanti
AU
$44.7B
$4.35M 0.01%
317,661
-109,079
-26% -$1.18M
BCE icon
1070
BCE
BCE
$20.6B
$4.35M 0.01%
95,281
-17,041
-15% -$712K
AOD
1071
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$4.34M 0.01%
579,052
+20,957
+4% +$149K
TCP
1072
DELISTED
TC Pipelines LP
TCP
$4.32M 0.01%
89,572
+60,710
+210% +$2.75M
CHY
1073
Calamos Convertible and High Income Fund
CHY
$1.04B
$4.31M 0.01%
414,514
-22,380
-5% -$216K
RITM icon
1074
Rithm Capital
RITM
$5.64B
$4.3M 0.01%
369,729
-40,492
-10% -$449K
WPM icon
1075
Wheaton Precious Metals
WPM
$55.9B
$4.3M 0.01%
259,166
-46,323
-15% -$671K
41 42
43
44 45

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.