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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOPE icon
1051
Grand Canyon Education
LOPE
$3.93B
$6.85M 0.02%
+168,102
New +$7.31M
BSAC icon
1052
Banco Santander Chile
BSAC
$16.4B
$6.84M 0.02%
309,936
+94,562
+44% +$2.34M
AAPL icon
1053
CALL
Apple
AAPL
$4.52T
$6.83M 0.02%
+271,200
New +$6.66M
BRFS
1054
DELISTED
BRF SA
BRFS
$6.79M 0.02%
285,596
+26,765
+10% +$674K
BLW icon
1055
BlackRock Limited Duration Income Trust
BLW
$492M
$6.79M 0.02%
419,723
-16,616
-4% -$280K
MUB icon
1056
iShares National Muni Bond ETF
MUB
$45.4B
$6.75M 0.02%
61,553
+12,779
+26% +$1.39M
SQM icon
1057
Sociedad Química y Minera de Chile
SQM
$19.6B
$6.74M 0.02%
264,957
+143,955
+119% +$3.93M
DQ
1058
Daqo New Energy
DQ
$907M
$6.74M 0.02%
787,495
-640,680
-45% -$4.26M
QIHU
1059
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$6.73M 0.02%
99,747
+6,993
+8% +$623K
HOUS
1060
DELISTED
Anywhere Real Estate
HOUS
$6.72M 0.02%
180,717
+160,214
+781% +$6.27M
IONS icon
1061
Ionis Pharmaceuticals
IONS
$9.15B
$6.7M 0.02%
172,572
-11,767
-6% -$417K
SAVE
1062
DELISTED
Spirit Airlines, Inc.
SAVE
$6.69M 0.02%
96,710
+71,711
+287% +$4.91M
CXW icon
1063
CoreCivic
CXW
$2.98B
$6.68M 0.02%
194,547
+33,564
+21% +$1.15M
AVT icon
1064
Avnet
AVT
$7.59B
$6.68M 0.02%
160,934
+29,533
+22% +$1.29M
TSM icon
1065
TSMC
TSM
$2.16T
$6.67M 0.02%
330,672
+32,259
+11% +$673K
SUNE
1066
CALL
DELISTED
SUNEDISON, INC COM
SUNE
$6.67M 0.02%
353,400
+260,900
+282% +$5.6M
VNR
1067
DELISTED
Vanguard Natural Resources, LLC
VNR
$6.65M 0.02%
242,210
+97,763
+68% +$2.95M
GDO
1068
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.6M
$6.6M 0.02%
363,218
+8,021
+2% +$148K
SNP
1069
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$6.59M 0.02%
75,461
+52
+0.1% +$5.03K
NSR
1070
DELISTED
Neustar Inc
NSR
$6.59M 0.02%
265,576
-203,983
-43% -$5.62M
BXMX
1071
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$6.55M 0.02%
513,623
+32,801
+7% +$427K
EFT
1072
Eaton Vance Floating-Rate Income Trust
EFT
$285M
$6.54M 0.02%
448,559
+20,374
+5% +$303K
GPOR
1073
DELISTED
Gulfport Energy Corp.
GPOR
$6.5M 0.02%
121,709
-9,799
-7% -$563K
CNL
1074
DELISTED
CLECO CRP (HOLDING CO)
CNL
$6.48M 0.02%
134,511
-109,481
-45% -$6.07M
GHC icon
1075
Graham Holdings Company
GHC
$5.13B
$6.47M 0.02%
15,317
-46,962
-75% -$20.2M
41 42
43
44 45

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.