We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNLI icon
1026
Denali Therapeutics
DNLI
$3.97B
$1.18M 0.01%
57,370
+3,584
+7% +$90.9K
VNQI icon
1027
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.18M 0.01%
30,376
+2,439
+9% +$99K
VMC icon
1028
Vulcan Materials
VMC
$36.9B
$1.18M 0.01%
5,847
-804
-12% -$175K
TT icon
1029
Trane Technologies
TT
$106B
$1.18M 0.01%
5,816
-316
-5% -$63.3K
EQC
1030
DELISTED
Equity Commonwealth
EQC
$1.18M 0.01%
64,108
+5,589
+10% +$108K
GIB icon
1031
CGI
GIB
$15.5B
$1.18M 0.01%
+11,890
New +$1.21M
PRDO icon
1032
Perdoceo Education
PRDO
$2.12B
$1.18M 0.01%
68,748
-19,086
-22% -$291K
LOPE icon
1033
Grand Canyon Education
LOPE
$3.98B
$1.17M 0.01%
10,022
-3,675
-27% -$408K
Z icon
1034
Zillow
Z
$7.56B
$1.17M 0.01%
25,351
+2,096
+9% +$108K
MLKN icon
1035
MillerKnoll
MLKN
$1.67B
$1.17M 0.01%
47,832
+12,128
+34% +$227K
NWE icon
1036
NorthWestern Energy
NWE
$4.43B
$1.17M 0.01%
24,321
-3,448
-12% -$184K
XPO icon
1037
XPO
XPO
$23.7B
$1.16M 0.01%
15,596
-4,545
-23% -$314K
WTW icon
1038
Willis Towers Watson
WTW
$32B
$1.16M 0.01%
5,570
-2,031
-27% -$433K
IGI
1039
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$1.16M 0.01%
73,453
+11,180
+18% +$181K
WIA
1040
Western Asset Inflation-Linked Income Fund
WIA
$186M
$1.15M 0.01%
147,657
+34,099
+30% +$281K
PAYC icon
1041
Paycom
PAYC
$9.69B
$1.15M 0.01%
4,451
+1,093
+33% +$333K
WCN
1042
Waste Connections
WCN
$42B
$1.15M 0.01%
8,590
+5,600
+187% +$783K
MLM icon
1043
Martin Marietta Materials
MLM
$33B
$1.15M 0.01%
2,804
-1,051
-27% -$465K
OKTA icon
1044
Okta
OKTA
$25.8B
$1.15M 0.01%
14,074
+3,089
+28% +$234K
DFP
1045
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.15M 0.01%
68,348
+3,324
+5% +$58.2K
SNDR icon
1046
Schneider National
SNDR
$6.25B
$1.14M 0.01%
+41,293
New +$1.2M
PVH icon
1047
PVH
PVH
$4.04B
$1.14M 0.01%
14,896
-2,151
-13% -$178K
VFL
1048
DELISTED
abrdn National Municipal Income Fund
VFL
$1.14M 0.01%
132,244
+444
+0.3% +$4.26K
TD icon
1049
Toronto Dominion Bank
TD
$200B
$1.13M 0.01%
18,771
-1,683
-8% -$105K
IFF icon
1050
International Flavors & Fragrances
IFF
$21.9B
$1.13M 0.01%
16,571
+1,915
+13% +$140K
40 41
42
43 44

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.