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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDOS icon
1026
Leidos
LDOS
$17.3B
$2.01M 0.01%
20,916
+5,789
+38% +$585K
FSM icon
1027
Fortuna Silver Mines
FSM
$3.07B
$2.01M 0.01%
310,750
-49,307
-14% -$371K
NUW icon
1028
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$2.01M 0.01%
121,914
-3,483
-3% -$57.5K
MOH icon
1029
Molina Healthcare
MOH
$10.3B
$2M 0.01%
8,562
+1,150
+16% +$256K
BP icon
1030
BP
BP
$107B
$2M 0.01%
82,111
+9,792
+14% +$236K
EXPE icon
1031
Expedia Group
EXPE
$37.3B
$2M 0.01%
11,611
-6,270
-35% -$965K
SANM icon
1032
Sanmina
SANM
$10.9B
$2M 0.01%
48,307
+19,121
+66% +$695K
NWL icon
1033
Newell Brands
NWL
$2.56B
$2M 0.01%
74,519
-143
-0.2% -$3.55K
SITC icon
1034
SITE Centers
SITC
$165M
$1.99M 0.01%
+188,466
New +$1.81M
TDY icon
1035
Teledyne Technologies
TDY
$32B
$1.99M 0.01%
4,819
-2,116
-31% -$817K
THS
1036
DELISTED
Treehouse Foods
THS
$1.99M 0.01%
38,105
+3,731
+11% +$176K
AIF
1037
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.99M 0.01%
133,767
-11,575
-8% -$169K
RA
1038
Brookfield Real Assets Income Fund
RA
$708M
$1.99M 0.01%
95,923
-14,113
-13% -$276K
WOLF icon
1039
Wolfspeed
WOLF
$1.71B
$1.99M 0.01%
18,366
+6,129
+50% +$689K
BLD
1040
DELISTED
TopBuild
BLD
$1.98M 0.01%
9,441
-1,037
-10% -$211K
GLUU
1041
DELISTED
Glu Mobile Inc.
GLUU
$1.98M 0.01%
158,376
+31,189
+25% +$348K
NATI
1042
DELISTED
National Instruments Corp
NATI
$1.97M 0.01%
45,566
-10,455
-19% -$459K
HP icon
1043
Helmerich & Payne
HP
$3.71B
$1.97M 0.01%
72,943
-2,305
-3% -$63.7K
COHR icon
1044
Coherent
COHR
$74.2B
$1.97M 0.01%
28,757
-1,867
-6% -$153K
FR icon
1045
First Industrial Realty Trust
FR
$8.44B
$1.96M 0.01%
42,816
-135,670
-76% -$5.85M
AXON
1046
Axon Enterprise
AXON
$46.4B
$1.96M 0.01%
13,758
-1,482
-10% -$231K
QDEL icon
1047
QuidelOrtho
QDEL
$838M
$1.96M 0.01%
15,307
+868
+6% +$160K
TDG icon
1048
TransDigm Group
TDG
$67.7B
$1.96M 0.01%
3,331
-148
-4% -$87.2K
RUN icon
1049
Sunrun
RUN
$2.46B
$1.95M 0.01%
32,281
-2,001
-6% -$139K
BBDC icon
1050
Barings BDC
BBDC
$965M
$1.95M 0.01%
195,416
-59,954
-23% -$570K
40 41
42
43 44

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.