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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGR
1026
DELISTED
Vector Group Ltd.
VGR
$1.76M 0.01%
213,113
+90,217
+73% +$707K
SBAC icon
1027
SBA Communications
SBAC
$19.5B
$1.75M 0.01%
6,220
-5,224
-46% -$1.53M
GT icon
1028
Goodyear
GT
$1.85B
$1.75M 0.01%
160,273
+46,323
+41% +$467K
SMC
1029
Summit Midstream
SMC
$419M
$1.75M 0.01%
+140,032
New +$1.8M
COOP
1030
DELISTED
Mr. Cooper
COOP
$1.75M 0.01%
+56,336
New +$1.44M
SJNK icon
1031
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1.75M 0.01%
64,878
-25,969
-29% -$685K
NBTB icon
1032
NBT Bancorp
NBTB
$2.74B
$1.75M 0.01%
54,405
+3,715
+7% +$111K
IAA
1033
DELISTED
IAA, Inc. Common Stock
IAA
$1.75M 0.01%
26,855
+579
+2% +$34.7K
HP icon
1034
Helmerich & Payne
HP
$3.71B
$1.74M 0.01%
75,248
-24,534
-25% -$475K
ZEN
1035
DELISTED
ZENDESK INC
ZEN
$1.74M 0.01%
12,164
-993
-8% -$123K
NIO icon
1036
NIO
NIO
$11.9B
$1.74M 0.01%
35,679
+13,212
+59% +$511K
MBT
1037
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$1.74M 0.01%
194,328
-44,168
-19% -$374K
OLLI icon
1038
Ollie's Bargain Outlet
OLLI
$4.94B
$1.74M 0.01%
21,237
+18,799
+771% +$1.64M
REGI
1039
DELISTED
Renewable Energy Group, Inc.
REGI
$1.73M 0.01%
24,414
+11,133
+84% +$680K
FNB icon
1040
FNB Corp
FNB
$6.75B
$1.73M 0.01%
181,879
+31,384
+21% +$266K
PXD
1041
DELISTED
Pioneer Natural Resource Co.
PXD
$1.73M 0.01%
15,176
+2,375
+19% +$231K
MGU
1042
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$1.73M 0.01%
85,127
-28,224
-25% -$542K
OIA icon
1043
Invesco Municipal Income Opportunities Trust
OIA
$292M
$1.72M 0.01%
218,458
+130,310
+148% +$971K
AGCO icon
1044
AGCO
AGCO
$7.2B
$1.72M 0.01%
16,689
+100
+0.6% +$8.88K
MYF
1045
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.72M 0.01%
123,033
+9,834
+9% +$135K
STM icon
1046
STMicroelectronics
STM
$50B
$1.71M 0.01%
46,094
+23,027
+100% +$817K
PACW
1047
DELISTED
PacWest Bancorp
PACW
$1.71M 0.01%
67,158
-41,449
-38% -$925K
PEN icon
1048
Penumbra
PEN
$12.8B
$1.71M 0.01%
9,743
-1,160
-11% -$254K
ASB icon
1049
Associated Banc-Corp
ASB
$5.91B
$1.7M 0.01%
99,948
+33,111
+50% +$503K
VCIT icon
1050
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$1.7M 0.01%
17,537
+2,449
+16% +$236K
40 41
42
43 44

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.