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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
1026
DELISTED
Hess
HES
$1.48M 0.01%
36,152
-1,134
-3% -$53.9K
NEO icon
1027
NeoGenomics
NEO
$2.14B
$1.48M 0.01%
40,010
-3,299
-8% -$123K
SAGE
1028
DELISTED
Sage Therapeutics
SAGE
$1.47M 0.01%
24,087
– –
PINS icon
1029
Pinterest
PINS
$13.7B
$1.47M 0.01%
35,388
+1,163
+3% +$37.9K
HQH
1030
abrdn Healthcare Investors
HQH
$1.33B
$1.47M 0.01%
71,114
+1,293
+2% +$27.3K
ICPT
1031
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.47M 0.01%
35,357
+1,408
+4% +$64.7K
ENIC icon
1032
Enel Chile
ENIC
$6.22B
$1.47M 0.01%
425,837
+82,141
+24% +$312K
SILV
1033
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$1.46M 0.01%
172,482
-16,433
-9% -$155K
OGS icon
1034
ONE Gas
OGS
$4.98B
$1.46M 0.01%
21,200
-2,734
-11% -$201K
HP icon
1035
Helmerich & Payne
HP
$4.13B
$1.46M 0.01%
99,782
-3,999
-4% -$69.7K
CDK
1036
DELISTED
CDK Global, Inc.
CDK
$1.46M 0.01%
33,520
-32,081
-49% -$1.43M
BTA
1037
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.46M 0.01%
123,458
-30,727
-20% -$378K
GCV
1038
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$1.46M 0.01%
269,511
-5,087
-2% -$27.6K
UMBF icon
1039
UMB Financial
UMBF
$11B
$1.45M 0.01%
29,659
+7,478
+34% +$377K
CM icon
1040
Canadian Imperial Bank of Commerce
CM
$109B
$1.45M 0.01%
38,704
-3,464
-8% -$127K
VCIT icon
1041
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$1.45M 0.01%
15,088
+3,308
+28% +$318K
PHI icon
1042
PLDT
PHI
$4.27B
$1.44M 0.01%
53,054
-4,991
-9% -$139K
GLO
1043
Clough Global Opportunities Fund
GLO
$258M
$1.43M 0.01%
153,376
+28,362
+23% +$266K
ING icon
1044
ING
ING
$101B
$1.43M 0.01%
202,457
-25,041
-11% -$191K
PH icon
1045
Parker-Hannifin
PH
$134B
$1.43M 0.01%
7,075
+1,942
+38% +$382K
XRAY icon
1046
Dentsply Sirona
XRAY
$2.36B
$1.43M 0.01%
32,666
-20,748
-39% -$918K
FSK icon
1047
FS KKR Capital
FSK
$3.37B
$1.43M 0.01%
89,932
-3,608
-4% -$56.3K
VSLR
1048
DELISTED
VIVINT SOLAR, INC.
VSLR
$1.42M 0.01%
+33,616
New +$867K
LECO icon
1049
Lincoln Electric
LECO
$15.1B
$1.42M 0.01%
15,434
+2,647
+21% +$244K
ABMD
1050
DELISTED
Abiomed Inc
ABMD
$1.42M 0.01%
5,114
-974
-16% -$281K
40 41
42
43 44

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.