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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
1026
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$2.96M 0.02%
107,357
-7,393
-6% -$203K
YUM icon
1027
Yum! Brands
YUM
$41.6B
$2.95M 0.02%
32,487
-22,411
-41% -$1.87M
INFY icon
1028
Infosys
INFY
$50.1B
$2.94M 0.02%
288,823
+36,675
+15% +$373K
VG
1029
DELISTED
Vonage Holdings Corporation
VG
$2.91M 0.02%
205,214
-59,336
-22% -$816K
ACCO icon
1030
Acco Brands
ACCO
$407M
$2.9M 0.02%
256,138
+6,248
+3% +$80.1K
IAE
1031
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.6M
$2.89M 0.02%
302,922
+41,561
+16% +$391K
FEI
1032
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$2.89M 0.02%
230,865
+168
+0.1% +$2.17K
BNY
1033
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.88M 0.02%
237,223
-1,717
-0.7% -$21.4K
SLG icon
1034
SL Green Realty
SLG
$3.86B
$2.87M 0.02%
30,399
+4,899
+19% +$484K
SLV icon
1035
iShares Silver Trust
SLV
$29.8B
$2.87M 0.02%
208,892
+10,866
+5% +$153K
MED icon
1036
Medifast
MED
$136M
$2.87M 0.02%
12,942
+481
+4% +$97.5K
PAAS icon
1037
Pan American Silver
PAAS
$20.2B
$2.86M 0.02%
194,075
+35,785
+23% +$571K
SHI
1038
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$2.86M 0.02%
47,444
+11,347
+31% +$670K
IJH icon
1039
iShares Core S&P Mid-Cap ETF
IJH
$125B
$2.86M 0.02%
70,970
-2,450
-3% -$98.5K
WEX icon
1040
WEX
WEX
$6.46B
$2.85M 0.02%
14,190
-446
-3% -$85.5K
GCO icon
1041
Genesco
GCO
$428M
$2.85M 0.02%
60,419
+2,050
+4% +$89.5K
TKR icon
1042
Timken Company
TKR
$8.92B
$2.84M 0.02%
57,061
+5,214
+10% +$246K
WHR icon
1043
Whirlpool
WHR
$2.8B
$2.84M 0.02%
23,893
-580
-2% -$76.9K
KRC icon
1044
Kilroy Realty
KRC
$4.34B
$2.84M 0.02%
39,571
-35,096
-47% -$2.56M
NHS
1045
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$2.84M 0.02%
259,000
-31,494
-11% -$343K
ORAN
1046
DELISTED
Orange
ORAN
$2.83M 0.02%
178,201
-8,492
-5% -$140K
TSRO
1047
DELISTED
TESARO, Inc.
TSRO
$2.83M 0.02%
72,449
+1,164
+2% +$41.1K
EPD icon
1048
Enterprise Products Partners
EPD
$82.3B
$2.82M 0.02%
98,184
-793
-0.8% -$22.9K
TX icon
1049
Ternium
TX
$10.2B
$2.82M 0.02%
93,127
-3,787
-4% -$120K
BKN
1050
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$2.81M 0.02%
211,723
+48,832
+30% +$681K
40 41
42
43 44

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.