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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMK
1026
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$5.11M 0.01%
169,294
+22,769
+16% +$722K
MYC
1027
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$5.11M 0.01%
345,719
-39,533
-10% -$602K
SEP
1028
DELISTED
Spectra Engy Parters Lp
SEP
$5.11M 0.01%
129,293
-35,364
-21% -$1.49M
NBIX icon
1029
Neurocrine Biosciences
NBIX
$16.8B
$5.11M 0.01%
65,855
-26,490
-29% -$1.81M
RSP icon
1030
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$5.11M 0.01%
50,576
+9,974
+25% +$979K
PF
1031
DELISTED
Pinnacle Foods, Inc.
PF
$5.1M 0.01%
85,805
+27,468
+47% +$1.55M
IHY icon
1032
VanEck International High Yield Bond ETF
IHY
$43.3M
$5.09M 0.01%
198,729
+24,189
+14% +$619K
BBDC icon
1033
Barings BDC
BBDC
$864M
$5.07M 0.01%
533,674
+4,382
+0.8% +$48K
CSQ icon
1034
Calamos Strategic Total Return Fund
CSQ
$3.23B
$5.06M 0.01%
418,620
+93,058
+29% +$1.14M
ROL icon
1035
Rollins
ROL
$18.3B
$5.03M 0.01%
243,403
+228,841
+1,571% +$4.68M
EAD
1036
Allspring Income Opportunities Fund
EAD
$372M
$5.03M 0.01%
598,800
-29,864
-5% -$254K
IQI icon
1037
Invesco Quality Municipal Securities
IQI
$522M
$5.01M 0.01%
400,151
-237,969
-37% -$2.97M
GSK icon
1038
GSK
GSK
$104B
$5M 0.01%
112,672
-55,767
-33% -$2.58M
IIM icon
1039
Invesco Value Municipal Income Trust
IIM
$589M
$4.98M 0.01%
334,247
+86,029
+35% +$1.27M
GNW icon
1040
Genworth Financial
GNW
$3.76B
$4.98M 0.01%
1,600,543
+801,200
+100% +$2.77M
DAR icon
1041
Darling Ingredients
DAR
$9.64B
$4.97M 0.01%
274,263
-182,977
-40% -$3.16M
CYS
1042
DELISTED
CYS Investments Inc.
CYS
$4.97M 0.01%
619,331
+11,388
+2% +$94.2K
TPZ
1043
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$4.97M 0.01%
241,330
-10,590
-4% -$217K
INB
1044
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$4.96M 0.01%
501,996
-132,177
-21% -$1.29M
OHI icon
1045
Omega Healthcare
OHI
$15.1B
$4.96M 0.01%
180,139
-7,890
-4% -$228K
KYN icon
1046
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$4.95M 0.01%
259,957
-4,727
-2% -$77.7K
SJI
1047
DELISTED
South Jersey Industries, Inc.
SJI
$4.93M 0.01%
157,998
-60,141
-28% -$1.99M
THG icon
1048
Hanover Insurance
THG
$8.1B
$4.89M 0.01%
45,268
-7,569
-14% -$781K
IVR icon
1049
Invesco Mortgage Capital
IVR
$759M
$4.89M 0.01%
27,429
+6,552
+31% +$1.16M
PRAH
1050
DELISTED
PRA Health Sciences, Inc.
PRAH
$4.89M 0.01%
53,677
-20,327
-27% -$1.69M
40 41
42
43 44

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.