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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
1026
National Grid
NGG
$80.4B
$4.92M 0.01%
80,304
+6,717
+9% +$388K
FN icon
1027
Fabrinet
FN
$15.6B
$4.91M 0.01%
116,900
+59,200
+103% +$2.46M
IVR icon
1028
Invesco Mortgage Capital
IVR
$759M
$4.91M 0.01%
31,855
+6,546
+26% +$989K
CASY icon
1029
Casey's General Stores
CASY
$32.2B
$4.91M 0.01%
43,691
+11,616
+36% +$1.33M
HA
1030
DELISTED
Hawaiian Holdings, Inc.
HA
$4.9M 0.01%
105,512
+15,447
+17% +$790K
QCP
1031
DELISTED
Quality Care Properties, Inc.
QCP
$4.9M 0.01%
259,656
-42,477
-14% -$755K
NTRI
1032
DELISTED
NutriSystem, Inc.
NTRI
$4.85M 0.01%
87,406
-16,112
-16% -$665K
CVI icon
1033
CVR Energy
CVI
$3.58B
$4.84M 0.01%
240,918
+46,939
+24% +$1.03M
CVA
1034
DELISTED
Covanta Holding Corporation
CVA
$4.82M 0.01%
307,162
+20,792
+7% +$327K
BWLD
1035
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$4.82M 0.01%
31,520
-2,625
-8% -$401K
CMP icon
1036
Compass Minerals
CMP
$1.23B
$4.81M 0.01%
70,954
+7,188
+11% +$548K
UN
1037
DELISTED
Unilever NV New York Registry Shares
UN
$4.8M 0.01%
96,696
-25,268
-21% -$1.13M
CCK icon
1038
Crown Holdings
CCK
$12.8B
$4.8M 0.01%
90,675
+39,746
+78% +$2.12M
NHS
1039
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$4.8M 0.01%
403,925
-28,188
-7% -$335K
HTD
1040
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$4.78M 0.01%
194,110
-25,177
-11% -$612K
KIO
1041
KKR Income Opportunities Fund
KIO
$451M
$4.78M 0.01%
280,909
-1,432
-0.5% -$23.8K
AVK
1042
Advent Convertible and Income Fund
AVK
$547M
$4.77M 0.01%
312,998
+1,464
+0.5% +$22.2K
BID
1043
DELISTED
Sotheby's
BID
$4.76M 0.01%
104,582
-8,073
-7% -$345K
EXTN
1044
DELISTED
Exterran Corporation
EXTN
$4.76M 0.01%
151,246
-30,742
-17% -$920K
TIER
1045
DELISTED
TIER REIT, Inc.
TIER
$4.75M 0.01%
+273,345
New +$4.88M
RYAAY icon
1046
Ryanair
RYAAY
$30.4B
$4.74M 0.01%
142,868
-11,070
-7% -$367K
LTXB
1047
DELISTED
LegacyTexas Financial Group Inc
LTXB
$4.74M 0.01%
118,852
+7,946
+7% +$331K
HIW icon
1048
Highwoods Properties
HIW
$3.65B
$4.73M 0.01%
96,276
+5,540
+6% +$282K
GOLD
1049
DELISTED
Randgold Resources Ltd
GOLD
$4.73M 0.01%
54,180
-7,105
-12% -$620K
SIX
1050
DELISTED
Six Flags Entertainment Corp.
SIX
$4.72M 0.01%
79,374
-6,971
-8% -$418K
40 41
42
43 44

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.