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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
1026
Alliance Resource Partners
ARLP
$3.31B
$4.77M 0.01%
212,514
-19,816
-9% -$465K
HHH icon
1027
Howard Hughes
HHH
$3.91B
$4.76M 0.01%
43,764
+41,064
+1,521% +$4.35M
TOO
1028
DELISTED
Teekay Offshore Partners L.P.
TOO
$4.75M 0.01%
938,749
+675,906
+257% +$3.81M
PICB icon
1029
Invesco International Corporate Bond ETF
PICB
$361M
$4.74M 0.01%
193,548
-24,955
-11% -$620K
VIV icon
1030
Telefônica Brasil
VIV
$19.7B
$4.74M 0.01%
354,048
+168,234
+91% +$2.26M
DEO icon
1031
Diageo
DEO
$48.8B
$4.73M 0.01%
45,468
+1,137
+3% +$120K
CLW icon
1032
Clearwater Paper
CLW
$369M
$4.71M 0.01%
71,851
+39,292
+121% +$2.43M
CY
1033
DELISTED
Cypress Semiconductor
CY
$4.69M 0.01%
410,183
+26,618
+7% +$292K
EVR icon
1034
Evercore
EVR
$12.4B
$4.69M 0.01%
68,220
-14,913
-18% -$917K
QCP
1035
DELISTED
Quality Care Properties, Inc.
QCP
$4.68M 0.01%
+302,133
New +$4.53M
EPC icon
1036
Edgewell Personal Care
EPC
$1.31B
$4.68M 0.01%
64,160
-17,169
-21% -$1.33M
GOLD
1037
DELISTED
Randgold Resources Ltd
GOLD
$4.68M 0.01%
61,285
-13,009
-18% -$1.03M
ADNT icon
1038
Adient
ADNT
$1.66B
$4.68M 0.01%
+79,810
New +$4.21M
JAZZ icon
1039
Jazz Pharmaceuticals
JAZZ
$16.4B
$4.66M 0.01%
42,735
-3,333
-7% -$371K
HLF icon
1040
Herbalife
HLF
$1.33B
$4.66M 0.01%
193,430
+32,968
+21% +$900K
TOL icon
1041
Toll Brothers
TOL
$14.3B
$4.64M 0.01%
149,673
-125,591
-46% -$3.72M
HIW icon
1042
Highwoods Properties
HIW
$3.64B
$4.63M 0.01%
90,736
+27,754
+44% +$1.36M
RPAI
1043
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$4.62M 0.01%
301,365
+33,863
+13% +$521K
WWD icon
1044
Woodward
WWD
$22.1B
$4.61M 0.01%
66,771
+59,699
+844% +$3.86M
ITUB icon
1045
Itaú Unibanco
ITUB
$90.3B
$4.61M 0.01%
924,248
-645,283
-41% -$3.31M
MYJ
1046
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.61M 0.01%
300,759
-10,086
-3% -$162K
ADPT
1047
DELISTED
Adeptus Health Inc
ADPT
$4.6M 0.01%
+602,111
New +$11.1M
IVH
1048
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.59M 0.01%
309,588
-3,942
-1% -$55.6K
IONS icon
1049
Ionis Pharmaceuticals
IONS
$9.15B
$4.58M 0.01%
95,729
-42,837
-31% -$1.7M
FELE icon
1050
Franklin Electric
FELE
$4.86B
$4.58M 0.01%
117,691
-4,851
-4% -$190K
40 41
42
43 44

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.