We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLN
1026
DELISTED
Talen Energy Corporation
TLN
$4.65M 0.01%
516,939
+136,339
+36% +$963K
AAT
1027
American Assets Trust
AAT
$1.42B
$4.64M 0.01%
116,349
+5,069
+5% +$189K
WFC.PRL icon
1028
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$4.64M 0.01%
3,850
-998
-21% -$1.17M
SPB icon
1029
Spectrum Brands
SPB
$2.08B
$4.64M 0.01%
42,424
+996
+2% +$98.2K
UPBD icon
1030
Upbound Group
UPBD
$1.17B
$4.62M 0.01%
291,144
+82,394
+39% +$1.1M
NBIX icon
1031
Neurocrine Biosciences
NBIX
$16.4B
$4.6M 0.01%
116,372
-29,123
-20% -$1.16M
HLF icon
1032
Herbalife
HLF
$1.31B
$4.58M 0.01%
148,880
+3,646
+3% +$94.1K
NHS
1033
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$4.58M 0.01%
431,468
-58,335
-12% -$580K
MYJ
1034
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.57M 0.01%
274,635
+11,879
+5% +$190K
INB
1035
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$4.55M 0.01%
518,683
+72,007
+16% +$620K
NAT icon
1036
Nordic American Tanker
NAT
$1.3B
$4.55M 0.01%
325,392
+34,844
+12% +$464K
GLBL
1037
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$4.54M 0.01%
1,908,873
-37,828
-2% -$131K
PNY
1038
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$4.54M 0.01%
75,906
+3,442
+5% +$203K
DY icon
1039
Dycom Industries
DY
$12.3B
$4.54M 0.01%
70,187
+12,129
+21% +$740K
AFB
1040
AllianceBernstein National Municipal Income Fund
AFB
$315M
$4.54M 0.01%
313,891
-7,409
-2% -$104K
FEI
1041
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$4.52M 0.01%
332,437
+30,700
+10% +$366K
CBM
1042
DELISTED
Cambrex Corporation
CBM
$4.52M 0.01%
102,660
+3,073
+3% +$121K
CDP icon
1043
COPT Defense Properties
CDP
$4.24B
$4.51M 0.01%
172,030
+134,532
+359% +$3.12M
VGI
1044
Virtus Global Multi-Sector Income Fund
VGI
$82.7M
$4.51M 0.01%
318,042
-6,743
-2% -$89.5K
OHI icon
1045
Omega Healthcare
OHI
$14.6B
$4.5M 0.01%
127,612
+6,704
+6% +$220K
LBTYK icon
1046
Liberty Global Class C
LBTYK
$3.51B
$4.5M 0.01%
138,070
-31,966
-19% -$973K
NVX
1047
DELISTED
Nuveen Calif Div Muni
NVX
$4.49M 0.01%
284,402
+27,100
+11% +$426K
ATI icon
1048
ATI
ATI
$28B
$4.48M 0.01%
274,686
+36,589
+15% +$446K
BGG
1049
DELISTED
Briggs & Stratton Corp.
BGG
$4.47M 0.01%
186,913
+31,834
+21% +$657K
LEO
1050
BNY Mellon Strategic Municipals
LEO
$384M
$4.47M 0.01%
498,276
+248,110
+99% +$2.17M
40 41
42
43 44

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.