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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IM
1026
DELISTED
Ingram Micro
IM
$6.32M 0.02%
228,527
-63,272
-22% -$1.67M
GLQ
1027
Clough Global Equity Fund
GLQ
$157M
$6.32M 0.02%
436,147
+7,431
+2% +$105K
TECH icon
1028
Bio-Techne
TECH
$11.2B
$6.25M 0.02%
270,684
+38,276
+16% +$876K
SIR
1029
DELISTED
SELECT INCOME REIT
SIR
$6.22M 0.02%
579,952
-344,920
-37% -$3.65M
SPIL
1030
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$6.2M 0.02%
820,483
+394,683
+93% +$2.8M
RWX icon
1031
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$6.17M 0.02%
148,397
+19,663
+15% +$824K
JCE icon
1032
Nuveen Core Equity Alpha Fund
JCE
$288M
$6.14M 0.02%
351,714
-122,819
-26% -$2.14M
NTES icon
1033
NetEase
NTES
$83.6B
$6.14M 0.02%
309,715
-129,385
-29% -$2.48M
FAF icon
1034
First American
FAF
$7.76B
$6.12M 0.02%
180,493
-93,689
-34% -$2.87M
SNLN
1035
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$6.12M 0.02%
318,656
+63,845
+25% +$1.24M
CVRR
1036
DELISTED
CVR Refining, LP
CVRR
$6.09M 0.02%
362,501
+147,409
+69% +$3.22M
IWD icon
1037
iShares Russell 1000 Value ETF
IWD
$83.4B
$6.09M 0.02%
58,300
-18,730
-24% -$1.91M
VSLR
1038
DELISTED
VIVINT SOLAR, INC.
VSLR
$6.07M 0.02%
+657,729
New +$7.51M
CHT icon
1039
Chunghwa Telecom
CHT
$32.5B
$6.03M 0.02%
204,820
-66,558
-25% -$1.99M
OGE icon
1040
OGE Energy
OGE
$9.79B
$6.02M 0.02%
169,663
-47,394
-22% -$1.71M
CIB icon
1041
Grupo Cibest SA
CIB
$21.4B
$5.98M 0.02%
124,918
-55,792
-31% -$2.97M
EVF
1042
Eaton Vance Senior Income Trust
EVF
$90.7M
$5.96M 0.02%
955,929
-134,877
-12% -$859K
GDO
1043
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.6M
$5.92M 0.01%
333,298
-29,920
-8% -$533K
SJR
1044
DELISTED
Shaw Communications Inc.
SJR
$5.92M 0.01%
219,463
-209,343
-49% -$5.44M
GEVA
1045
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
$5.92M 0.01%
63,848
-1,700
-3% -$134K
SKM icon
1046
SK Telecom
SKM
$13.4B
$5.91M 0.01%
132,731
+22,484
+20% +$1.04M
HSIC icon
1047
Henry Schein
HSIC
$10.2B
$5.87M 0.01%
109,892
+7,504
+7% +$373K
NKX icon
1048
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$5.85M 0.01%
396,863
-48,881
-11% -$694K
UVV icon
1049
Universal Corp
UVV
$1.32B
$5.82M 0.01%
132,383
+17,046
+15% +$718K
CMCSK
1050
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$5.81M 0.01%
+100,956
New +$5.81M
40 41
42
43 44

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.