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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RGP
1026
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
| $6.29M | 0.02% |
231,143
+138,548
| +150% | +$3.7M |
|
|
WMC
1027
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $6.28M | 0.02% |
40,129
-5,188
| -11% | -$812K |
|
|
MFD
1028
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $6.25M | 0.02% |
364,860
-76,846
| -17% | -$1.3M |
|
|
BID
1029
DELISTED
Sotheby's
BID
| $6.25M | 0.02% |
143,521
-82,293
| -36% | -$3.94M |
|
1030
Grupo Cibest SA
CIB
$21.4B
| $6.23M | 0.02% |
110,345
+10,898
| +11% | +$533K |
|
|
GRFS
1031
Grifois
GRFS
$5.4B
| $6.23M | 0.02% |
301,872
+29,500
| +11% | +$588K |
|
1032
Puma Biotechnology
PBYI
$407M
| $6.23M | 0.02% |
59,860
+13,016
| +28% | +$1.53M |
|
|
ITMN
1033
DELISTED
INTERMUNE INC
ITMN
| $6.21M | 0.02% |
185,385
-57,256
| -24% | -$1.27M |
|
|
VALE.P
1034
DELISTED
Vale S A
VALE.P
| $6.19M | 0.02% |
497,224
-190,891
| -28% | -$2.34M |
|
|
CPL
1035
DELISTED
CPFL Energia S.A.
CPL
| $6.17M | 0.02% |
399,334
+140,088
| +54% | +$1.96M |
|
1036
HF Sinclair
DINO
$14.8B
| $6.13M | 0.02% |
128,916
+12,669
| +11% | +$599K |
|
|
FFC
1037
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
| $6.12M | 0.02% |
318,332
-277,629
| -47% | -$5.14M |
|
1038
Banco Santander
SAN
$209B
| $6.11M | 0.02% |
702,350
-1,339,984
| -66% | -$11M |
|
|
WBK
1039
DELISTED
Westpac Banking Corporation
WBK
| $6.07M | 0.02% |
189,205
+5,015
| +3% | +$147K |
|
1040
Williams-Sonoma
WSM
$29.2B
| $6.06M | 0.02% |
182,028
-141,442
| -44% | -$4.12M |
|
1041
Lamar Advertising Co
LAMR
$16.1B
| $6.06M | 0.02% |
118,817
+16,665
| +16% | +$852K |
|
1042
Commault Systems
CVLT
$5.52B
| $6.03M | 0.02% |
92,799
+2,325
| +3% | +$161K |
|
1043
Carter's
CRI
$1.47B
| $6M | 0.02% |
77,286
+6,063
| +9% | +$436K |
|
1044
Calumet Specialty Products
CLMT
$3.51B
| $5.88M | 0.02% |
227,512
+33,427
| +17% | +$912K |
|
|
MDCO
1045
DELISTED
Medicines Co
MDCO
| $5.87M | 0.02% |
206,405
+32,321
| +19% | +$1.07M |
|
1046
Broadcom
AVGO
$1.99T
| $5.86M | 0.02% |
910,420
-105,940
| -10% | -$621K |
|
|
NPM
1047
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
| $5.85M | 0.02% |
437,204
+8,844
| +2% | +$117K |
|
1048
Leidos
LDOS
$16B
| $5.84M | 0.02% |
165,274
+37,342
| +29% | +$1.66M |
|
1049
Teekay
TK
$946M
| $5.84M | 0.02% |
103,871
-1,672
| -2% | -$90.9K |
|
1050
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $5.84M | 0.02% |
115,088
+7,224
| +7% | +$366K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.