We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
1001
Expedia Group
EXPE
$37.3B
$1.25M 0.01%
12,145
+1,774
+17% +$196K
UL icon
1002
Unilever
UL
$136B
$1.24M 0.01%
22,346
-4,916
-18% -$284K
EVF
1003
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.24M 0.01%
210,248
+33,671
+19% +$190K
HPF
1004
John Hancock Preferred Income Fund II
HPF
$345M
$1.24M 0.01%
85,434
+3,616
+4% +$54.7K
CIB icon
1005
Grupo Cibest SA
CIB
$21.1B
$1.23M 0.01%
46,256
+10,635
+30% +$295K
SWAV
1006
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.23M 0.01%
6,194
+597
+11% +$141K
GAP
1007
The Gap Inc
GAP
$7.37B
$1.23M 0.01%
115,971
+11,159
+11% +$114K
GT icon
1008
Goodyear
GT
$1.85B
$1.23M 0.01%
99,001
-41,166
-29% -$560K
NHS
1009
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1.23M 0.01%
162,972
+73,847
+83% +$565K
VGI
1010
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$1.23M 0.01%
167,034
-76,894
-32% -$582K
FOLD
1011
DELISTED
Amicus Therapeutics
FOLD
$1.22M 0.01%
100,603
-2,520
-2% -$32.5K
FSD
1012
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.22M 0.01%
113,954
-45,149
-28% -$504K
CCEP icon
1013
Coca-Cola Europacific Partners
CCEP
$47.9B
$1.22M 0.01%
19,547
-2,636
-12% -$168K
OVV icon
1014
Ovintiv
OVV
$16.4B
$1.22M 0.01%
25,647
+11,819
+85% +$535K
MTCH icon
1015
Match Group
MTCH
$8.55B
$1.21M 0.01%
30,968
+5,517
+22% +$245K
CSL icon
1016
Carlisle Companies
CSL
$15.4B
$1.21M 0.01%
4,673
+344
+8% +$92.2K
HIW icon
1017
Highwoods Properties
HIW
$3.47B
$1.2M 0.01%
58,427
-5,801
-9% -$138K
CBOE icon
1018
Cboe Global Markets
CBOE
$29.9B
$1.2M 0.01%
7,700
-26,935
-78% -$3.96M
VALE icon
1019
Vale
VALE
$62.6B
$1.2M 0.01%
89,727
-9,073
-9% -$123K
THC icon
1020
Tenet Healthcare
THC
$21.1B
$1.2M 0.01%
18,236
-2,247
-11% -$168K
SHG icon
1021
Shinhan Financial Group
SHG
$35.6B
$1.2M 0.01%
45,305
+9,870
+28% +$265K
TLK icon
1022
Telkom Indonesia
TLK
$14.9B
$1.2M 0.01%
49,630
-8,393
-14% -$208K
KRTX
1023
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$1.2M 0.01%
7,068
+345
+5% +$64.9K
ALK icon
1024
Alaska Air
ALK
$5.58B
$1.19M 0.01%
32,180
-124,136
-79% -$5.62M
APOG icon
1025
Apogee Enterprises
APOG
$908M
$1.19M 0.01%
+25,292
New +$1.23M
39 40
41
42 43

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.