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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDT
1001
John Hancock Premium Dividend Fund
PDT
$626M
$1.42M 0.01%
115,010
-15,305
-12% -$197K
TMHC
1002
DELISTED
Taylor Morrison
TMHC
$1.42M 0.01%
37,155
+3,684
+11% +$129K
HDB icon
1003
HDFC Bank
HDB
$121B
$1.41M 0.01%
42,342
-2,240
-5% -$74.9K
WHD icon
1004
Cactus
WHD
$5.44B
$1.41M 0.01%
34,217
+1,862
+6% +$89.9K
RAMP icon
1005
LiveRamp
RAMP
$2.3B
$1.41M 0.01%
64,200
+20,727
+48% +$494K
CBRE icon
1006
CBRE Group
CBRE
$42.9B
$1.41M 0.01%
19,329
+152
+0.8% +$12.4K
TYG
1007
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.4M 0.01%
47,772
-8,391
-15% -$264K
DTM icon
1008
DT Midstream
DTM
$13.4B
$1.4M 0.01%
28,405
-44,302
-61% -$2.3M
TECH icon
1009
Bio-Techne
TECH
$11.3B
$1.4M 0.01%
18,860
-31,349
-62% -$2.42M
NWE icon
1010
NorthWestern Energy
NWE
$4.43B
$1.4M 0.01%
24,133
-2,096
-8% -$120K
UAL icon
1011
United Airlines
UAL
$42.1B
$1.4M 0.01%
31,545
-16,403
-34% -$786K
FCVT icon
1012
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$1.39M 0.01%
43,487
-631
-1% -$20.3K
CDE icon
1013
Coeur Mining
CDE
$17.9B
$1.38M 0.01%
345,966
+37,731
+12% +$131K
AGNC icon
1014
AGNC Investment
AGNC
$12.9B
$1.38M 0.01%
136,910
-72,886
-35% -$793K
SWAV
1015
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.38M 0.01%
6,354
-2,051
-24% -$400K
HLT icon
1016
Hilton Worldwide
HLT
$71.5B
$1.38M 0.01%
9,777
+3,333
+52% +$469K
CNI icon
1017
Canadian National Railway
CNI
$76.6B
$1.38M 0.01%
11,667
+5,901
+102% +$697K
KBH icon
1018
KB Home
KBH
$3.59B
$1.37M 0.01%
34,210
+3,590
+12% +$131K
ISEE
1019
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$1.37M 0.01%
+56,460
New +$1.24M
VFL
1020
DELISTED
abrdn National Municipal Income Fund
VFL
$1.37M 0.01%
+128,325
New +$1.37M
NCZ
1021
Virtus Convertible & Income Fund II
NCZ
$301M
$1.36M 0.01%
113,729
-5,998
-5% -$75K
NFG icon
1022
National Fuel Gas
NFG
$7.65B
$1.36M 0.01%
23,589
-6,551
-22% -$380K
VALE icon
1023
Vale
VALE
$62.6B
$1.36M 0.01%
86,277
+74,046
+605% +$1.25M
MTLS
1024
Materialise
MTLS
$396M
$1.36M 0.01%
163,455
+1,904
+1% +$17.1K
SA
1025
Seabridge Gold
SA
$3.35B
$1.36M 0.01%
104,680
+22,558
+27% +$279K
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.