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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
1001
Agilent Technologies
A
$41.2B
$1.4M 0.01%
9,388
-2,674
-22% -$382K
CGO
1002
Calamos Global Total Return Fund
CGO
$130M
$1.4M 0.01%
159,106
-5,615
-3% -$51.7K
XBI icon
1003
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$1.4M 0.01%
16,892
+8,527
+102% +$690K
IHD
1004
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.4M 0.01%
271,549
-28,262
-9% -$143K
FCVT icon
1005
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$1.4M 0.01%
44,118
-1,939
-4% -$61.9K
CALM icon
1006
Cal-Maine
CALM
$3.99B
$1.4M 0.01%
25,661
+10,829
+73% +$626K
EHI
1007
Western Asset Global High Income Fund
EHI
$178M
$1.4M 0.01%
205,371
+42,035
+26% +$292K
MNDY icon
1008
monday.com
MNDY
$3.94B
$1.39M 0.01%
11,416
-1,234
-10% -$128K
ROK icon
1009
Rockwell Automation
ROK
$49B
$1.39M 0.01%
5,406
-43
-0.8% -$10.8K
KSS icon
1010
Kohl's
KSS
$2.19B
$1.39M 0.01%
54,914
+35,750
+187% +$1.01M
PII icon
1011
Polaris
PII
$4.07B
$1.39M 0.01%
13,726
+1,353
+11% +$141K
DMO
1012
Western Asset Mortgage Opportunity Fund
DMO
$120M
$1.38M 0.01%
128,549
-33,945
-21% -$369K
MAS icon
1013
Masco
MAS
$15.3B
$1.38M 0.01%
29,632
+8,415
+40% +$406K
CLF icon
1014
Cleveland-Cliffs
CLF
$6.99B
$1.38M 0.01%
85,660
-27,609
-24% -$416K
NCZ
1015
Virtus Convertible & Income Fund II
NCZ
$301M
$1.38M 0.01%
119,727
-6,350
-5% -$75.3K
MTB icon
1016
M&T Bank
MTB
$36.2B
$1.38M 0.01%
9,479
+1,160
+14% +$191K
NMI icon
1017
Nuveen Municipal Income
NMI
$130M
$1.37M 0.01%
145,672
+100,558
+223% +$897K
PNF
1018
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.36M 0.01%
150,802
+18,653
+14% +$159K
NIM icon
1019
Nuveen Select Maturities Municipal Fund
NIM
$117M
$1.36M 0.01%
150,165
+94,340
+169% +$853K
GE icon
1020
GE Aerospace
GE
$384B
$1.36M 0.01%
26,036
+210
+0.8% +$10.3K
NVCR icon
1021
NovoCure
NVCR
$1.91B
$1.35M 0.01%
18,452
-1,723
-9% -$130K
CIG icon
1022
CEMIG Preferred Shares
CIG
$6.01B
$1.35M 0.01%
862,986
+9,463
+1% +$15.2K
ACI icon
1023
Albertsons Companies
ACI
$5.83B
$1.34M 0.01%
64,559
+18,491
+40% +$406K
GGG icon
1024
Graco
GGG
$13.5B
$1.34M 0.01%
19,900
+12,740
+178% +$850K
PFBC icon
1025
Preferred Bank
PFBC
$1.25B
$1.33M 0.01%
17,859
-917
-5% -$66.8K
39 40
41
42 43

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.