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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUY
1001
DELISTED
Yamana Gold, Inc.
AUY
$2.25M 0.01%
532,612
-213,941
-29% -$886K
UAL icon
1002
United Airlines
UAL
$42.1B
$2.24M 0.01%
51,151
+12,526
+32% +$581K
HYEM icon
1003
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$2.23M 0.01%
99,561
-140
-0.1% -$3.16K
ETO
1004
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$2.22M 0.01%
68,340
-20,676
-23% -$656K
IONS icon
1005
Ionis Pharmaceuticals
IONS
$9.4B
$2.22M 0.01%
72,978
+10,341
+17% +$325K
MGM icon
1006
MGM Resorts International
MGM
$11.2B
$2.22M 0.01%
49,476
+12,165
+33% +$546K
EMD
1007
Western Asset Emerging Markets Debt Fund
EMD
$616M
$2.21M 0.01%
172,587
+25,856
+18% +$344K
MTG icon
1008
MGIC Investment
MTG
$6.25B
$2.21M 0.01%
153,178
+19,937
+15% +$302K
PH icon
1009
Parker-Hannifin
PH
$135B
$2.2M 0.01%
6,922
+682
+11% +$211K
RGEN icon
1010
Repligen
RGEN
$9.25B
$2.19M 0.01%
8,278
-2,818
-25% -$759K
SAM icon
1011
Boston Beer
SAM
$1.92B
$2.19M 0.01%
4,338
-1,734
-29% -$866K
STIP icon
1012
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.19M 0.01%
20,688
+6,488
+46% +$687K
THC icon
1013
Tenet Healthcare
THC
$21.1B
$2.19M 0.01%
26,742
+13,997
+110% +$1.02M
FOXF icon
1014
Fox Factory Holding Corp
FOXF
$886M
$2.18M 0.01%
12,803
+496
+4% +$83K
LYV icon
1015
Live Nation Entertainment
LYV
$42.1B
$2.18M 0.01%
18,186
+2,385
+15% +$257K
IWN icon
1016
iShares Russell 2000 Value ETF
IWN
$14.6B
$2.17M 0.01%
13,041
+1,306
+11% +$218K
IDE
1017
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$2.16M 0.01%
179,049
-57,346
-24% -$695K
DBX icon
1018
Dropbox
DBX
$8.12B
$2.15M 0.01%
87,661
+48,397
+123% +$1.3M
AN icon
1019
AutoNation
AN
$6.92B
$2.15M 0.01%
18,397
-8,187
-31% -$985K
LXP icon
1020
LXP Industrial Trust
LXP
$3.57B
$2.15M 0.01%
27,498
+6,586
+31% +$489K
TTE icon
1021
TotalEnergies
TTE
$190B
$2.15M 0.01%
43,349
+9,358
+28% +$466K
TRI icon
1022
Thomson Reuters
TRI
$44.1B
$2.14M 0.01%
16,992
+9,423
+124% +$1.17M
IEF icon
1023
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.14M 0.01%
18,601
– –
CCOI icon
1024
Cogent Communications
CCOI
$508M
$2.14M 0.01%
29,201
+1,755
+6% +$132K
CROX icon
1025
Crocs
CROX
$6.55B
$2.13M 0.01%
16,586
+814
+5% +$125K
39 40
41
42 43

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.