We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
1001
TC Energy
TRP
$65.9B
$2.24M 0.01%
46,480
-6,445
-12% -$313K
TDY icon
1002
Teledyne Technologies
TDY
$32B
$2.23M 0.01%
5,187
-55
-1% -$24.3K
RARE icon
1003
Ultragenyx Pharmaceutical
RARE
$2.55B
$2.23M 0.01%
24,679
-109
-0.4% -$9.85K
ZLAB icon
1004
Zai Lab
ZLAB
$2.62B
$2.22M 0.01%
21,071
+4,025
+24% +$578K
STM icon
1005
STMicroelectronics
STM
$50B
$2.21M 0.01%
50,583
+2,164
+4% +$91.2K
PVG
1006
DELISTED
PRETIUM RESOURCES INC.
PVG
$2.2M 0.01%
228,639
-7,289
-3% -$69.6K
JHG
1007
DELISTED
Janus Henderson
JHG
$2.2M 0.01%
53,208
-24,093
-31% -$1M
MLM icon
1008
Martin Marietta Materials
MLM
$33B
$2.19M 0.01%
6,424
-1,379
-18% -$502K
NXP icon
1009
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$2.18M 0.01%
125,406
+12,252
+11% +$214K
MDLA
1010
DELISTED
Medallia, Inc.
MDLA
$2.18M 0.01%
64,253
+30,234
+89% +$1.01M
MKSI icon
1011
MKS Inc
MKSI
$20.6B
$2.18M 0.01%
14,420
+745
+5% +$114K
EIM
1012
Eaton Vance Municipal Bond Fund
EIM
$499M
$2.17M 0.01%
162,350
-2,797
-2% -$38.6K
CM icon
1013
Canadian Imperial Bank of Commerce
CM
$108B
$2.17M 0.01%
38,980
-8,964
-19% -$516K
INVA icon
1014
Innoviva
INVA
$1.48B
$2.17M 0.01%
129,621
+60,392
+87% +$903K
NG icon
1015
NovaGold Resources
NG
$3.33B
$2.16M 0.01%
314,600
+7,575
+2% +$56.1K
GSK icon
1016
GSK
GSK
$106B
$2.15M 0.01%
45,046
+2,949
+7% +$148K
HQH
1017
abrdn Healthcare Investors
HQH
$1.32B
$2.15M 0.01%
84,144
-1,114
-1% -$29.3K
IBKR icon
1018
Interactive Brokers
IBKR
$39.8B
$2.15M 0.01%
137,808
+14,684
+12% +$231K
HI
1019
DELISTED
Hillenbrand
HI
$2.14M 0.01%
50,236
+7,402
+17% +$325K
IEF icon
1020
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.14M 0.01%
18,601
– –
WEA
1021
Western Asset Premier Bond Fund
WEA
$124M
$2.14M 0.01%
151,541
-10,499
-6% -$153K
TGTX icon
1022
TG Therapeutics
TGTX
$7.62B
$2.14M 0.01%
64,243
+6,623
+11% +$205K
EXP icon
1023
Eagle Materials
EXP
$6.57B
$2.14M 0.01%
16,290
-2,397
-13% -$344K
NVO
1024
Novo Nordisk
NVO
$209B
$2.13M 0.01%
44,470
+1,668
+4% +$80.6K
BHF icon
1025
Brighthouse Financial
BHF
$3.5B
$2.13M 0.01%
47,135
-26,244
-36% -$1.18M
39 40
41
42 43

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.