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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXON
1001
Axon Enterprise
AXON
$46.4B
$1.87M 0.01%
15,240
-6,014
-28% -$690K
CHE icon
1002
Chemed
CHE
$7.22B
$1.86M 0.01%
3,500
+1,538
+78% +$756K
MOS icon
1003
The Mosaic Company
MOS
$7.33B
$1.85M 0.01%
80,575
-8,177
-9% -$165K
NLY icon
1004
Annaly Capital Management
NLY
$17.4B
$1.85M 0.01%
54,749
-66,023
-55% -$2.04M
BFY
1005
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.85M 0.01%
127,572
-1,609
-1% -$22.7K
AAL icon
1006
American Airlines Group
AAL
$10.6B
$1.84M 0.01%
116,362
+11,241
+11% +$156K
WING icon
1007
Wingstop
WING
$3.18B
$1.83M 0.01%
13,806
+3,559
+35% +$464K
NXR
1008
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.82M 0.01%
104,383
+25,615
+33% +$425K
UMPQ
1009
DELISTED
Umpqua Holdings Corp
UMPQ
$1.82M 0.01%
120,431
-32,951
-21% -$452K
NSL
1010
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.81M 0.01%
348,858
-229,503
-40% -$1.14M
BUI icon
1011
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$1.81M 0.01%
72,263
-17,481
-19% -$412K
BEAT
1012
DELISTED
BioTelemetry, Inc.
BEAT
$1.81M 0.01%
25,082
+8,960
+56% +$469K
JLL icon
1013
Jones Lang LaSalle
JLL
$16.7B
$1.81M 0.01%
12,182
+4,647
+62% +$597K
FIVE icon
1014
Five Below
FIVE
$13.5B
$1.8M 0.01%
10,269
+339
+3% +$50.2K
CPK icon
1015
Chesapeake Utilities
CPK
$3.21B
$1.79M 0.01%
16,552
+2,622
+19% +$263K
QLTA icon
1016
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
$1.79M 0.01%
30,603
+3,499
+13% +$203K
HYB
1017
DELISTED
New America High Income Fund, Inc.
HYB
$1.79M 0.01%
206,322
+12,667
+7% +$107K
EG icon
1018
Everest Group
EG
$14.4B
$1.79M 0.01%
7,645
+1,539
+25% +$340K
EFT
1019
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$1.78M 0.01%
135,460
-38,560
-22% -$498K
BLUE
1020
DELISTED
bluebird bio
BLUE
$1.77M 0.01%
3,162
-194
-6% -$123K
TRGP icon
1021
Targa Resources
TRGP
$55.1B
$1.77M 0.01%
67,227
-39,024
-37% -$831K
CM icon
1022
Canadian Imperial Bank of Commerce
CM
$108B
$1.77M 0.01%
41,472
+2,768
+7% +$113K
RGA icon
1023
Reinsurance Group of America
RGA
$16.1B
$1.77M 0.01%
15,253
+13,041
+590% +$1.46M
RCS
1024
PIMCO Strategic Income Fund
RCS
$250M
$1.77M 0.01%
254,932
+93,209
+58% +$613K
HLT icon
1025
Hilton Worldwide
HLT
$71.5B
$1.76M 0.01%
15,830
-9,738
-38% -$965K
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.