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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYGN icon
1001
Myriad Genetics
MYGN
$312M
$1.56M 0.01%
119,488
-16,054
-12% -$203K
AMCR icon
1002
Amcor
AMCR
$22.1B
$1.55M 0.01%
28,070
+1,511
+6% +$82.2K
MTB icon
1003
M&T Bank
MTB
$36.2B
$1.55M 0.01%
16,841
-1,075
-6% -$110K
TNDM icon
1004
Tandem Diabetes Care
TNDM
$1.56B
$1.55M 0.01%
13,657
-354
-3% -$37.2K
SCS
1005
DELISTED
Steelcase
SCS
$1.55M 0.01%
153,177
-2,078
-1% -$22.4K
BKT icon
1006
BlackRock Income Trust
BKT
$341M
$1.55M 0.01%
84,503
-4,676
-5% -$86.5K
BUD icon
1007
AB InBev
BUD
$165B
$1.53M 0.01%
28,463
-700
-2% -$38.8K
INO icon
1008
Inovio Pharmaceuticals
INO
$69M
$1.53M 0.01%
+11,012
New +$2.3M
STLD icon
1009
Steel Dynamics
STLD
$37.6B
$1.52M 0.01%
53,154
+6,139
+13% +$176K
SNY icon
1010
Sanofi
SNY
$104B
$1.52M 0.01%
30,242
+965
+3% +$49.7K
MYF
1011
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.51M 0.01%
113,199
+33,386
+42% +$455K
AGR
1012
DELISTED
Avangrid, Inc.
AGR
$1.51M 0.01%
29,897
-7,235
-19% -$348K
AMED
1013
DELISTED
Amedisys
AMED
$1.51M 0.01%
6,374
+704
+12% +$160K
IPGP icon
1014
IPG Photonics
IPGP
$3.84B
$1.51M 0.01%
8,861
+520
+6% +$85.8K
SIVB
1015
DELISTED
SVB Financial Group
SIVB
$1.5M 0.01%
6,253
-593
-9% -$140K
JCAP
1016
DELISTED
Jernigan Capital, Inc.
JCAP
$1.5M 0.01%
87,683
+45,446
+108% +$728K
CCEP icon
1017
Coca-Cola Europacific Partners
CCEP
$47.9B
$1.5M 0.01%
38,668
-2,655
-6% -$109K
MNP
1018
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.5M 0.01%
104,482
+4,294
+4% +$62.7K
BSE
1019
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.5M 0.01%
114,629
+3,696
+3% +$49.7K
BWG
1020
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.5M 0.01%
130,009
+1,152
+0.9% +$14.2K
OKTA icon
1021
Okta
OKTA
$25.8B
$1.5M 0.01%
6,991
+1,534
+28% +$320K
JPS
1022
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.49M 0.01%
169,626
-16,336
-9% -$145K
ENPH icon
1023
Enphase Energy
ENPH
$5.53B
$1.49M 0.01%
18,074
-3,015
-14% -$202K
TRGP icon
1024
Targa Resources
TRGP
$55.1B
$1.49M 0.01%
106,251
-86,604
-45% -$1.52M
BGS icon
1025
B&G Foods
BGS
$286M
$1.49M 0.01%
53,488
-17,196
-24% -$481K
39 40
41
42 43

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.