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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
1001
Nuveen Select Tax-Free Income Portfolio
NXP
$896M
$2.23M 0.02%
135,735
-1,196
-0.9% -$19.5K
CACI icon
1002
CACI
CACI
$11.4B
$2.22M 0.02%
8,877
+3,687
+71% +$858K
RRX icon
1003
Regal Rexnord
RRX
$12.2B
$2.21M 0.02%
25,788
+17,042
+195% +$1.35M
PBA icon
1004
Pembina Pipeline
PBA
$27.4B
$2.21M 0.02%
59,519
-17,281
-23% -$618K
MKSI icon
1005
MKS Inc
MKSI
$21.1B
$2.2M 0.02%
19,985
+7,849
+65% +$822K
PSXP
1006
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2.2M 0.02%
35,664
-724
-2% -$40.8K
RDWR icon
1007
Radware
RDWR
$1.2B
$2.19M 0.02%
85,092
-3,903
-4% -$92.4K
CZR
1008
DELISTED
Caesars Entertainment Corporation
CZR
$2.19M 0.02%
160,902
+94,688
+143% +$1.2M
SVC
1009
Service Properties Trust
SVC
$1.02B
$2.18M 0.02%
17,954
-2,594
-13% -$316K
MPLX icon
1010
MPLX
MPLX
$60.1B
$2.18M 0.02%
85,737
-3,592
-4% -$91.5K
PAG icon
1011
Penske Automotive Group
PAG
$14.2B
$2.18M 0.02%
43,471
-5,300
-11% -$262K
BGR icon
1012
BlackRock Energy and Resources Trust
BGR
$402M
$2.17M 0.02%
182,641
-45,060
-20% -$504K
SAM icon
1013
Boston Beer
SAM
$1.9B
$2.17M 0.02%
5,732
+3,852
+205% +$1.45M
LBTYK icon
1014
Liberty Global Class C
LBTYK
$3.51B
$2.16M 0.02%
99,222
-8,649
-8% -$195K
WKC icon
1015
World Kinect Corp
WKC
$1.97B
$2.16M 0.02%
49,802
+673
+1% +$28.2K
CEV
1016
Eaton Vance California Municipal Income Trust
CEV
$72M
$2.16M 0.02%
160,370
+29,982
+23% +$399K
TWTR
1017
DELISTED
Twitter, Inc.
TWTR
$2.16M 0.02%
67,387
-27,311
-29% -$898K
BUI icon
1018
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
$2.15M 0.02%
96,363
-14,903
-13% -$333K
CEO
1019
DELISTED
CNOOC Limited
CEO
$2.15M 0.02%
12,893
+3,261
+34% +$499K
WBK
1020
DELISTED
Westpac Banking Corporation
WBK
$2.15M 0.02%
126,422
-5,622
-4% -$102K
CBRL icon
1021
Cracker Barrel
CBRL
$1.31B
$2.13M 0.02%
13,869
+10,899
+367% +$1.72M
TRI icon
1022
Thomson Reuters
TRI
$43B
$2.12M 0.02%
28,144
+6,863
+32% +$500K
FTF
1023
Franklin Limited Duration Income Trust
FTF
$232M
$2.12M 0.02%
221,154
-9,506
-4% -$88.9K
STAY
1024
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2.12M 0.02%
142,327
+78,690
+124% +$1.15M
KBR icon
1025
KBR
KBR
$4.58B
$2.1M 0.02%
68,895
+10,381
+18% +$292K
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.