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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLSN
1001
DELISTED
Nielsen Holdings plc
NLSN
$2.18M 0.02%
93,550
+3,521
+4% +$91.2K
NUS icon
1002
Nu Skin
NUS
$251M
$2.18M 0.02%
35,478
-19,891
-36% -$1.34M
DK icon
1003
Delek US
DK
$3.64B
$2.17M 0.02%
66,847
+28,998
+77% +$1.1M
EME icon
1004
Emcor
EME
$36B
$2.17M 0.02%
36,337
-34,182
-48% -$2.37M
ACWV icon
1005
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$2.16M 0.02%
+26,600
New +$2.25M
GDO
1006
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.16M 0.02%
144,176
-4,717
-3% -$72.4K
TCF
1007
DELISTED
TCF Financial Corporation Common Stock
TCF
$2.15M 0.02%
58,865
+2,154
+4% +$98.4K
RARE icon
1008
Ultragenyx Pharmaceutical
RARE
$2.53B
$2.15M 0.02%
49,401
+3,676
+8% +$201K
CNX icon
1009
CNX Resources
CNX
$5.19B
$2.14M 0.02%
187,127
+128,623
+220% +$1.77M
TSE
1010
DELISTED
Trinseo
TSE
$2.13M 0.02%
46,511
-4,804
-9% -$261K
WTRG icon
1011
Essential Utilities
WTRG
$11.3B
$2.13M 0.02%
62,267
+215
+0.3% +$7.46K
TOL icon
1012
Toll Brothers
TOL
$14.2B
$2.12M 0.02%
64,485
-134,746
-68% -$4.33M
LNG icon
1013
Cheniere Energy
LNG
$55.4B
$2.12M 0.02%
35,813
+96
+0.3% +$5.91K
SYF icon
1014
Synchrony
SYF
$25.7B
$2.12M 0.02%
90,243
-13,656
-13% -$369K
MDU icon
1015
MDU Resources
MDU
$4.34B
$2.12M 0.02%
233,342
+33,755
+17% +$329K
MXWL
1016
DELISTED
Maxwell Technologies Inc
MXWL
$2.11M 0.02%
1,017,586
+6,145
+0.6% +$16.6K
EVV
1017
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$2.1M 0.02%
176,452
+82,673
+88% +$1.01M
PPC icon
1018
Pilgrim's Pride
PPC
$6.48B
$2.1M 0.02%
135,501
-39,460
-23% -$707K
GME icon
1019
GameStop
GME
$8.65B
$2.1M 0.02%
664,016
-273,008
-29% -$955K
IDTI
1020
DELISTED
Integrated Device Technology I
IDTI
$2.09M 0.02%
43,175
-38,227
-47% -$1.81M
JGH icon
1021
Nuveen Global High Income Fund
JGH
$354M
$2.09M 0.02%
152,875
-14,552
-9% -$212K
NWSA icon
1022
News Corp Class A
NWSA
$15.9B
$2.08M 0.02%
183,628
-153,080
-45% -$1.96M
QUAD icon
1023
Quad
QUAD
$520M
$2.08M 0.02%
168,944
+4,420
+3% +$71.3K
ENS icon
1024
EnerSys
ENS
$6.93B
$2.08M 0.02%
26,782
-17,979
-40% -$1.46M
AVK
1025
Advent Convertible and Income Fund
AVK
$560M
$2.07M 0.02%
169,521
-3,650
-2% -$49.4K
39 40
41
42 43

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.