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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COL
1001
DELISTED
Rockwell Collins
COL
$3.07M 0.02%
21,823
-914
-4% -$126K
NI icon
1002
NiSource
NI
$20.8B
$3.05M 0.02%
122,502
+26,946
+28% +$713K
MAN icon
1003
ManpowerGroup
MAN
$2.57B
$3.05M 0.02%
35,496
+12,878
+57% +$1.15M
LAZ icon
1004
Lazard
LAZ
$4.22B
$3.05M 0.02%
63,399
+36,146
+133% +$1.8M
PNNT
1005
Pennant Park Investment Corp
PNNT
$236M
$3.05M 0.02%
408,791
-46,403
-10% -$349K
ARW icon
1006
Arrow Electronics
ARW
$11.4B
$3.04M 0.02%
41,299
-566
-1% -$43.5K
UDR icon
1007
UDR
UDR
$12.3B
$3.04M 0.02%
75,163
-31,104
-29% -$1.21M
CC icon
1008
Chemours
CC
$2.27B
$3.03M 0.02%
76,921
+50,785
+194% +$2.22M
TT icon
1009
Trane Technologies
TT
$105B
$3.03M 0.02%
29,634
-5,199
-15% -$508K
TCF
1010
DELISTED
TCF Financial Corporation Common Stock
TCF
$3.03M 0.02%
56,711
+24,511
+76% +$1.39M
TRTN
1011
DELISTED
Triton International Limited
TRTN
$3.02M 0.02%
90,829
+803
+0.9% +$28.3K
CAJ
1012
DELISTED
Canon, Inc.
CAJ
$3.02M 0.02%
95,373
+10,220
+12% +$324K
TRNO icon
1013
Terreno Realty
TRNO
$7.2B
$3.02M 0.02%
80,015
+41,411
+107% +$1.55M
COHR
1014
DELISTED
Coherent Inc
COHR
$3.02M 0.02%
17,522
-3,130
-15% -$551K
XYZ
1015
Block Inc
XYZ
$47B
$3.02M 0.02%
30,462
-143,153
-82% -$11M
ANAB icon
1016
AnaptysBio
ANAB
$1.62B
$3.01M 0.02%
30,203
-1,906
-6% -$158K
LDOS icon
1017
Leidos
LDOS
$17B
$3.01M 0.02%
43,501
+5,773
+15% +$392K
ULTI
1018
DELISTED
Ultimate Software Group Inc
ULTI
$3M 0.02%
9,320
+669
+8% +$198K
FR icon
1019
First Industrial Realty Trust
FR
$8.4B
$3M 0.02%
95,429
+37,466
+65% +$1.21M
NVO
1020
Novo Nordisk
NVO
$203B
$2.99M 0.02%
126,908
-1,214
-0.9% -$29.6K
MASI
1021
DELISTED
Masimo
MASI
$2.99M 0.02%
23,973
-1,657
-6% -$184K
SRC
1022
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$2.98M 0.02%
73,915
+7,409
+11% +$307K
KIM icon
1023
Kimco Realty
KIM
$16.4B
$2.98M 0.02%
177,735
+38,851
+28% +$652K
MMD
1024
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$2.97M 0.02%
151,101
+6,553
+5% +$129K
PUK icon
1025
Prudential
PUK
$34.7B
$2.97M 0.02%
66,673
-5,459
-8% -$241K
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.