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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
1001
Nu Skin
NUS
$252M
$5.55M 0.01%
90,299
-3,657
-4% -$224K
NXJ
1002
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$5.55M 0.01%
403,916
+3,882
+1% +$53.8K
EAD
1003
Allspring Income Opportunities Fund
EAD
$372M
$5.5M 0.01%
628,664
-65,061
-9% -$559K
NCLH icon
1004
Norwegian Cruise Line
NCLH
$8.51B
$5.5M 0.01%
101,707
-23,333
-19% -$1.31M
EIM
1005
Eaton Vance Municipal Bond Fund
EIM
$491M
$5.49M 0.01%
433,169
-37,555
-8% -$482K
BMI icon
1006
Badger Meter
BMI
$3.89B
$5.45M 0.01%
111,102
+4,524
+4% +$201K
WRI
1007
DELISTED
Weingarten Realty Investors
WRI
$5.44M 0.01%
171,270
+9,299
+6% +$297K
RIO icon
1008
Rio Tinto
RIO
$158B
$5.43M 0.01%
115,077
+18,702
+19% +$869K
KBH icon
1009
KB Home
KBH
$3.37B
$5.43M 0.01%
224,995
-23,953
-10% -$539K
BSAC icon
1010
Banco Santander Chile
BSAC
$16.3B
$5.42M 0.01%
182,521
-42,702
-19% -$1.21M
AREX
1011
DELISTED
Approach Resources Inc.
AREX
$5.42M 0.01%
2,160,939
+144
+0% +$396
RIG icon
1012
Transocean
RIG
$5.89B
$5.42M 0.01%
503,731
-4,443,143
-90% -$38.3M
MPLX icon
1013
MPLX
MPLX
$59.3B
$5.41M 0.01%
154,470
+62,930
+69% +$2.17M
VR
1014
DELISTED
Validus Hold Ltd
VR
$5.4M 0.01%
109,673
+28,613
+35% +$1.45M
TPZ
1015
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$5.39M 0.01%
251,920
-238
-0.1% -$4.93K
MUJ icon
1016
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$5.38M 0.01%
369,103
+4,384
+1% +$64.5K
EMO
1017
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$5.38M 0.01%
88,434
-3,940
-4% -$239K
CDW icon
1018
CDW
CDW
$18.9B
$5.36M 0.01%
81,251
-43,483
-35% -$2.72M
RYAAY icon
1019
Ryanair
RYAAY
$30.4B
$5.36M 0.01%
126,980
+11,797
+10% +$533K
SCI icon
1020
Service Corp International
SCI
$11.8B
$5.34M 0.01%
154,871
+18,474
+14% +$641K
LGND icon
1021
Ligand Pharmaceuticals
LGND
$5.76B
$5.34M 0.01%
62,907
+2,745
+5% +$217K
WPZ
1022
DELISTED
Williams Partners L.P.
WPZ
$5.34M 0.01%
137,297
+5,757
+4% +$227K
TWO
1023
Two Harbors Investment
TWO
$1.27B
$5.33M 0.01%
66,086
-27,486
-29% -$2.2M
FICO icon
1024
Fair Isaac
FICO
$24.3B
$5.33M 0.01%
37,931
+3,304
+10% +$463K
SAP icon
1025
SAP
SAP
$212B
$5.33M 0.01%
48,584
+1,683
+4% +$179K
39 40
41
42 43

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.