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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEO icon
1001
The GEO Group
GEO
$4.13B
$5.1M 0.01%
164,880
+52,815
+47% +$1.52M
WPM icon
1002
Wheaton Precious Metals
WPM
$49.5B
$5.07M 0.01%
243,171
-9,545
-4% -$198K
ALKS icon
1003
Alkermes
ALKS
$8.22B
$5.07M 0.01%
86,573
+10,700
+14% +$607K
AEM icon
1004
Agnico Eagle Mines
AEM
$73.6B
$5.06M 0.01%
119,315
-7,890
-6% -$355K
MATX icon
1005
Matsons
MATX
$6.13B
$5.06M 0.01%
159,223
+62,559
+65% +$2.15M
QGEN icon
1006
Qiagen
QGEN
$8.54B
$5.05M 0.01%
+164,402
New +$5.07M
WPC icon
1007
W.P. Carey
WPC
$16.8B
$5.05M 0.01%
82,839
-12,405
-13% -$753K
MSA icon
1008
Mine Safety
MSA
$7.35B
$5.04M 0.01%
71,346
+13,010
+22% +$909K
PSEC icon
1009
Prospect Capital
PSEC
$1.07B
$5.04M 0.01%
557,909
+65,094
+13% +$584K
ATO icon
1010
Atmos Energy
ATO
$28.8B
$5.03M 0.01%
63,652
+8,433
+15% +$647K
LYV icon
1011
Live Nation Entertainment
LYV
$40.6B
$5.03M 0.01%
165,444
-17,708
-10% -$507K
CHW
1012
Calamos Global Dynamic Income Fund
CHW
$530M
$5.03M 0.01%
644,274
+14,794
+2% +$111K
WSM icon
1013
Williams-Sonoma
WSM
$26.9B
$5.02M 0.01%
187,276
+96,540
+106% +$2.35M
BKN
1014
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$5.02M 0.01%
346,520
-19,305
-5% -$282K
JAZZ icon
1015
Jazz Pharmaceuticals
JAZZ
$15.9B
$5.02M 0.01%
34,580
-8,155
-19% -$1.06M
EXG icon
1016
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$5.01M 0.01%
588,334
+161,138
+38% +$1.36M
ODP
1017
DELISTED
ODP
ODP
$5.01M 0.01%
107,421
-8,764
-8% -$397K
SNX icon
1018
TD Synnex
SNX
$20.4B
$5.01M 0.01%
89,504
+4,828
+6% +$287K
PCQ
1019
Pimco California Municipal Income Fund
PCQ
$163M
$5M 0.01%
306,841
-40,889
-12% -$660K
IVH
1020
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$5M 0.01%
327,528
+17,940
+6% +$270K
CRL icon
1021
Charles River Laboratories
CRL
$11.2B
$4.96M 0.01%
55,084
-21,586
-28% -$1.83M
CFR icon
1022
Cullen/Frost Bankers
CFR
$10.3B
$4.95M 0.01%
55,683
-11,106
-17% -$999K
QIWI
1023
DELISTED
QIWI PLC
QIWI
$4.95M 0.01%
288,451
-2,036
-0.7% -$29.4K
PMO
1024
Franklin Municipal Opportunities Trust
PMO
$280M
$4.94M 0.01%
411,352
-19,787
-5% -$240K
STK
1025
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$4.92M 0.01%
238,258
-54,637
-19% -$1.09M
39 40
41
42 43

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.