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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECD
1001
DELISTED
Tech Data Corp
TECD
$5.09M 0.02%
60,099
-8,057
-12% -$624K
FMX icon
1002
Fomento Económico Mexicano
FMX
$42.8B
$5.09M 0.02%
55,293
+1,585
+3% +$146K
IONS icon
1003
Ionis Pharmaceuticals
IONS
$9.06B
$5.08M 0.02%
138,566
-8,471
-6% -$265K
KYE
1004
DELISTED
Kayne Anderson Energy
KYE
$5.08M 0.02%
432,848
+77,677
+22% +$852K
DSM
1005
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$5.08M 0.02%
572,843
+174,904
+44% +$1.57M
PPC icon
1006
Pilgrim's Pride
PPC
$6.65B
$5.07M 0.02%
240,130
+11,648
+5% +$270K
ALNY icon
1007
Alnylam Pharmaceuticals
ALNY
$29.5B
$5.05M 0.02%
74,518
-11,850
-14% -$836K
HWC icon
1008
Hancock Whitney
HWC
$6.26B
$5.03M 0.02%
155,223
+81,332
+110% +$2.46M
FDS icon
1009
Factset
FDS
$9.59B
$5.03M 0.02%
31,051
-6,676
-18% -$1.15M
LSI
1010
DELISTED
Life Storage, Inc.
LSI
$5.03M 0.02%
84,879
-10,035
-11% -$642K
AWR icon
1011
American States Water
AWR
$3.32B
$5M 0.02%
124,864
-849
-0.7% -$35.1K
FELE icon
1012
Franklin Electric
FELE
$4.73B
$4.99M 0.02%
122,542
+7,240
+6% +$274K
PF
1013
DELISTED
Pinnacle Foods, Inc.
PF
$4.98M 0.02%
99,359
-12,317
-11% -$610K
CAA
1014
DELISTED
CalAtlantic Group, Inc.
CAA
$4.98M 0.02%
148,947
-24,229
-14% -$888K
CM icon
1015
Canadian Imperial Bank of Commerce
CM
$109B
$4.98M 0.02%
128,390
+70,064
+120% +$2.7M
HLF icon
1016
Herbalife
HLF
$1.32B
$4.97M 0.02%
160,462
-7,068
-4% -$223K
MUSA icon
1017
Murphy USA
MUSA
$10.9B
$4.95M 0.02%
69,400
-8,690
-11% -$649K
RPM icon
1018
RPM International
RPM
$14.2B
$4.94M 0.02%
91,948
+16,280
+22% +$864K
SAP icon
1019
SAP
SAP
$219B
$4.93M 0.02%
53,925
-2,369
-4% -$204K
JSD
1020
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.93M 0.02%
292,582
+62,267
+27% +$1.01M
TSM icon
1021
TSMC
TSM
$2.11T
$4.92M 0.02%
160,828
+39,799
+33% +$1.14M
EZPW icon
1022
Ezcorp Inc
EZPW
$1.86B
$4.89M 0.02%
442,325
-1,010
-0.2% -$9.75K
ALKS icon
1023
Alkermes
ALKS
$8.31B
$4.88M 0.02%
103,679
-5,660
-5% -$269K
TEX icon
1024
Terex
TEX
$7.36B
$4.87M 0.02%
191,579
+3,633
+2% +$84.7K
MIC
1025
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4.86M 0.02%
58,358
+10,406
+22% +$825K
39 40
41
42 43

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.