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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
1001
DELISTED
PacWest Bancorp
PACW
$4.89M 0.02%
131,593
-32,353
-20% -$1.15M
HR icon
1002
Healthcare Realty
HR
$7.04B
$4.87M 0.02%
165,640
+17,851
+12% +$495K
CRUS icon
1003
Cirrus Logic
CRUS
$6.56B
$4.87M 0.02%
133,762
-37,591
-22% -$1.22M
DEO icon
1004
Diageo
DEO
$49.2B
$4.86M 0.02%
45,050
+8,372
+23% +$886K
CHI
1005
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$4.84M 0.02%
509,962
-29,880
-6% -$268K
VSLR
1006
DELISTED
VIVINT SOLAR, INC.
VSLR
$4.83M 0.02%
1,821,979
+459,471
+34% +$2.96M
MWA icon
1007
Mueller Water Products
MWA
$4.14B
$4.83M 0.02%
488,664
-15,706
-3% -$134K
ACAD icon
1008
Acadia Pharmaceuticals
ACAD
$4.94B
$4.8M 0.02%
171,597
-21,063
-11% -$459K
INF
1009
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$4.8M 0.02%
422,717
-3,600
-0.8% -$37.1K
NTG
1010
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$4.79M 0.02%
29,320
-3,483
-11% -$527K
ARCB icon
1011
ArcBest
ARCB
$3.19B
$4.79M 0.02%
221,640
+536
+0.2% +$10.9K
DNKN
1012
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$4.78M 0.02%
101,415
-13,299
-12% -$571K
E icon
1013
ENI
E
$76.8B
$4.78M 0.02%
158,224
-31,867
-17% -$906K
TRGP icon
1014
Targa Resources
TRGP
$55.9B
$4.76M 0.02%
159,364
+85,505
+116% +$2.04M
GHY
1015
PGIM Global High Yield Fund
GHY
$480M
$4.75M 0.02%
319,583
-51,648
-14% -$731K
HZNP
1016
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$4.75M 0.02%
286,587
-70,940
-20% -$1.24M
CCP
1017
DELISTED
Care Capital Properties, Inc.
CCP
$4.75M 0.02%
176,835
+21,500
+14% +$596K
BAC.PRL icon
1018
Bank of America Series L
BAC.PRL
$3.99B
$4.73M 0.01%
+4,158
New +$4.61M
EVM
1019
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$4.73M 0.01%
376,165
+32,576
+9% +$410K
NSL
1020
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.72M 0.01%
800,301
-101,944
-11% -$568K
SNR
1021
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$4.71M 0.01%
457,408
-42,867
-9% -$401K
CGNX icon
1022
Cognex
CGNX
$12B
$4.7M 0.01%
241,456
-33,736
-12% -$588K
WTS icon
1023
Watts Water Technologies
WTS
$12B
$4.68M 0.01%
84,913
-1,014
-1% -$51.2K
AEM icon
1024
Agnico Eagle Mines
AEM
$83B
$4.67M 0.01%
129,019
-51,871
-29% -$1.7M
MPLX icon
1025
MPLX
MPLX
$61B
$4.66M 0.01%
156,995
+127,607
+434% +$3.46M
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.