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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$631M
Cap. Flow %
1.84%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEP
1001
DELISTED
Holly Energy Partners, L.P.
HEP
$5.13M 0.01%
164,658
-8,735
-5% -$282K
SAP icon
1002
SAP
SAP
$228B
$5.11M 0.01%
64,636
+13,401
+26% +$1.03M
COTY icon
1003
Coty
COTY
$2.49B
$5.11M 0.01%
199,267
+35,812
+22% +$996K
UNFI icon
1004
United Natural Foods
UNFI
$2.91B
$5.08M 0.01%
129,019
+50,856
+65% +$2.38M
TPZ
1005
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$5.07M 0.01%
302,456
-31,212
-9% -$583K
BMO icon
1006
Bank of Montreal
BMO
$127B
$5.06M 0.01%
89,746
+61,767
+221% +$3.55M
CRUS icon
1007
Cirrus Logic
CRUS
$6.53B
$5.06M 0.01%
171,353
+116,947
+215% +$3.63M
TWO
1008
Two Harbors Investment
TWO
$1.26B
$5.05M 0.01%
77,934
-67,491
-46% -$4.61M
HALO icon
1009
Halozyme
HALO
$9.91B
$5.04M 0.01%
290,713
-85,669
-23% -$1.37M
SPLK
1010
DELISTED
Splunk Inc
SPLK
$5.03M 0.01%
85,480
+18,836
+28% +$1.08M
WNR
1011
DELISTED
Western Refining Inc
WNR
$5.01M 0.01%
140,789
+82,779
+143% +$3.54M
INF
1012
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$5.01M 0.01%
426,317
+97,181
+30% +$1.26M
FPF
1013
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$5.01M 0.01%
235,326
-13,439
-5% -$290K
MUC icon
1014
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$5M 0.01%
336,612
+15,662
+5% +$228K
RITM icon
1015
Rithm Capital
RITM
$5.64B
$4.99M 0.01%
410,221
-1,675,618
-80% -$20.7M
SWC
1016
DELISTED
Stillwater Mining Co
SWC
$4.97M 0.01%
580,056
+43,835
+8% +$419K
MYC
1017
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.96M 0.01%
313,254
+12,164
+4% +$192K
NHS
1018
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$4.94M 0.01%
489,803
-14,853
-3% -$153K
NVAX icon
1019
Novavax
NVAX
$1.27B
$4.93M 0.01%
29,403
-11,264
-28% -$1.73M
PCQ
1020
Pimco California Municipal Income Fund
PCQ
$166M
$4.93M 0.01%
314,198
+10,774
+4% +$168K
SNR
1021
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$4.93M 0.01%
500,275
+473,825
+1,791% +$4.7M
TSM icon
1022
TSMC
TSM
$2.15T
$4.89M 0.01%
215,147
+116,951
+119% +$2.63M
ZWS icon
1023
Zurn Elkay Water Solutions
ZWS
$8.75B
$4.89M 0.01%
560,919
-19,225
-3% -$174K
CNL
1024
DELISTED
CLECO CRP (HOLDING CO)
CNL
$4.89M 0.01%
93,681
+16,591
+22% +$862K
DNKN
1025
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$4.89M 0.01%
114,714
+7,165
+7% +$301K
39 40
41
42 43

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.