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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
1001
Arthur J. Gallagher & Co
AJG
$63.1B
$6.59M 0.02%
140,063
+8,119
+6% +$381K
EGL
1002
DELISTED
Engility Holdings, Inc.
EGL
$6.59M 0.02%
153,879
-91,298
-37% -$3.64M
BBD icon
1003
Banco Bradesco
BBD
$38.2B
$6.57M 0.02%
1,253,554
-255,771
-17% -$1.43M
AAT
1004
American Assets Trust
AAT
$1.42B
$6.56M 0.02%
164,865
+4,710
+3% +$178K
CLMT icon
1005
Calumet Specialty Products
CLMT
$3.63B
$6.56M 0.02%
292,614
+30,800
+12% +$801K
VVR icon
1006
Invesco Senior Income Trust
VVR
$459M
$6.54M 0.02%
1,435,041
-158,964
-10% -$734K
MHD icon
1007
BlackRock MuniHoldings Fund
MHD
$604M
$6.54M 0.02%
381,966
+4,795
+1% +$79K
HE icon
1008
Hawaiian Electric Industries
HE
$2.2B
$6.54M 0.02%
195,237
+11,384
+6% +$332K
XLI icon
1009
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$6.53M 0.02%
115,400
-113,500
-50% -$6.24M
PGEN icon
1010
Precigen
PGEN
$2.39B
$6.52M 0.02%
247,962
+35,487
+17% +$778K
WEX icon
1011
WEX
WEX
$6.4B
$6.52M 0.02%
65,887
-49,412
-43% -$5.26M
NVO
1012
Novo Nordisk
NVO
$195B
$6.46M 0.02%
305,498
-32,014
-9% -$715K
EFT
1013
Eaton Vance Floating-Rate Income Trust
EFT
$285M
$6.46M 0.02%
465,299
+16,740
+4% +$237K
ATVI
1014
DELISTED
Activision Blizzard
ATVI
$6.44M 0.02%
319,571
+14,631
+5% +$295K
ITC
1015
DELISTED
ITC HOLDINGS CORP
ITC
$6.43M 0.02%
159,130
+32,437
+26% +$1.24M
OIA icon
1016
Invesco Municipal Income Opportunities Trust
OIA
$290M
$6.42M 0.02%
919,274
-9,380
-1% -$64K
UAL icon
1017
United Airlines
UAL
$43.1B
$6.41M 0.02%
95,840
-153,100
-62% -$8.48M
SWFT
1018
DELISTED
Swift Transportation Company
SWFT
$6.41M 0.02%
223,943
-225,449
-50% -$5.75M
DECK icon
1019
Deckers Outdoor
DECK
$13.7B
$6.39M 0.02%
421,104
-945,720
-69% -$14.4M
O icon
1020
Realty Income
O
$58.7B
$6.39M 0.02%
138,138
+26,173
+23% +$1.16M
JDD
1021
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$6.37M 0.02%
541,478
-114,325
-17% -$1.36M
HSNI
1022
DELISTED
HSN, Inc.
HSNI
$6.35M 0.02%
83,609
+79,708
+2,043% +$5.52M
PSO icon
1023
Pearson
PSO
$9.94B
$6.34M 0.02%
343,587
+132,455
+63% +$2.48M
BIO icon
1024
Bio-Rad Laboratories Class A
BIO
$8.94B
$6.33M 0.02%
52,495
+6,279
+14% +$723K
SLF icon
1025
Sun Life Financial
SLF
$45.4B
$6.33M 0.02%
175,521
-36,687
-17% -$1.31M
39 40
41
42 43

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.