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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOVA icon
976
Iovance Biotherapeutics
IOVA
$2.87B
$2.35M 0.01%
95,299
-2,761
-3% -$65.1K
SAGE
977
DELISTED
Sage Therapeutics
SAGE
$2.35M 0.01%
52,994
+10,641
+25% +$488K
COO icon
978
Cooper Companies
COO
$14.5B
$2.34M 0.01%
22,628
+9,584
+73% +$1.02M
ETRN
979
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$2.34M 0.01%
230,612
+19,277
+9% +$170K
LITE icon
980
Lumentum
LITE
$69.3B
$2.34M 0.01%
27,968
+1,697
+6% +$142K
APTV icon
981
Aptiv
APTV
$10.3B
$2.33M 0.01%
15,612
-18,268
-54% -$2.84M
CHNG
982
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$2.32M 0.01%
110,642
-289
-0.3% -$6.3K
BTI icon
983
British American Tobacco
BTI
$128B
$2.32M 0.01%
65,636
+4,836
+8% +$182K
FLTR icon
984
VanEck IG Floating Rate ETF
FLTR
$3.04B
$2.31M 0.01%
91,103
+884
+1% +$22.4K
HYEM icon
985
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$2.31M 0.01%
99,701
-51,141
-34% -$1.21M
SBAC icon
986
SBA Communications
SBAC
$19.5B
$2.31M 0.01%
6,982
-771
-10% -$267K
RDWR icon
987
Radware
RDWR
$1.19B
$2.31M 0.01%
68,393
+373
+0.5% +$12.3K
ARW icon
988
Arrow Electronics
ARW
$10.4B
$2.3M 0.01%
20,449
-7,534
-27% -$871K
ISBC
989
DELISTED
Investors Bancorp, Inc.
ISBC
$2.29M 0.01%
151,482
+23,069
+18% +$322K
QDEL icon
990
QuidelOrtho
QDEL
$838M
$2.28M 0.01%
16,183
-1,199
-7% -$161K
VMC icon
991
Vulcan Materials
VMC
$36.9B
$2.28M 0.01%
13,465
-2,676
-17% -$479K
AKAM icon
992
Akamai
AKAM
$15.9B
$2.28M 0.01%
21,766
+642
+3% +$73.4K
LAD icon
993
Lithia Motors
LAD
$8.26B
$2.27M 0.01%
7,152
-456
-6% -$159K
TRN icon
994
Trinity Industries
TRN
$2.38B
$2.26M 0.01%
83,302
+28,740
+53% +$793K
CROX icon
995
Crocs
CROX
$6.55B
$2.26M 0.01%
15,772
-1,187
-7% -$163K
TDG icon
996
TransDigm Group
TDG
$67.7B
$2.25M 0.01%
3,602
+9
+0.3% +$5.62K
LYFT icon
997
Lyft
LYFT
$6.63B
$2.25M 0.01%
41,904
+3,573
+9% +$189K
WEN icon
998
Wendy's
WEN
$1.46B
$2.25M 0.01%
103,605
-15,342
-13% -$350K
PEN icon
999
Penumbra
PEN
$12.8B
$2.24M 0.01%
8,402
-149
-2% -$40K
EQX icon
1000
Equinox Gold
EQX
$13.5B
$2.24M 0.01%
339,290
+16,254
+5% +$109K
38 39
40
41 42

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.