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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
976
PGIM Global High Yield Fund
GHY
$483M
$1.97M 0.01%
135,607
+729
+0.5% +$10K
RA
977
Brookfield Real Assets Income Fund
RA
$708M
$1.96M 0.01%
110,036
-31,845
-22% -$547K
MUE
978
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.96M 0.01%
143,443
+12,790
+10% +$166K
EVF
979
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.95M 0.01%
306,966
-150,524
-33% -$924K
CGO
980
Calamos Global Total Return Fund
CGO
$130M
$1.95M 0.01%
132,812
-25,764
-16% -$343K
NTRS icon
981
Northern Trust
NTRS
$33.9B
$1.95M 0.01%
20,911
-1,725
-8% -$152K
PNI
982
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$1.94M 0.01%
178,806
-12,286
-6% -$129K
JQC icon
983
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.93M 0.01%
305,389
-68,421
-18% -$418K
CNX icon
984
CNX Resources
CNX
$5.2B
$1.93M 0.01%
178,714
+1,629
+0.9% +$16.4K
BBWI icon
985
Bath & Body Works
BBWI
$4.1B
$1.93M 0.01%
64,145
-14,948
-19% -$434K
BLD
986
DELISTED
TopBuild
BLD
$1.93M 0.01%
10,478
-7,445
-42% -$1.32M
AZTA icon
987
Azenta
AZTA
$1.48B
$1.93M 0.01%
28,392
+6,167
+28% +$385K
IVZ icon
988
Invesco
IVZ
$13.9B
$1.91M 0.01%
109,799
-52,323
-32% -$805K
SVM
989
Silvercorp Metals
SVM
$2.53B
$1.91M 0.01%
285,189
+65,460
+30% +$450K
CRUS icon
990
Cirrus Logic
CRUS
$6.26B
$1.91M 0.01%
23,169
+5,817
+34% +$437K
TRMB icon
991
Trimble
TRMB
$13.9B
$1.9M 0.01%
28,524
+6,331
+29% +$363K
AQN icon
992
Algonquin Power & Utilities
AQN
$4.42B
$1.9M 0.01%
115,436
-12,011
-9% -$189K
LNC icon
993
Lincoln National
LNC
$8.81B
$1.89M 0.01%
37,551
+3,804
+11% +$162K
HAS icon
994
Hasbro
HAS
$13.2B
$1.89M 0.01%
20,173
-7,813
-28% -$695K
NXP icon
995
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1.89M 0.01%
106,028
-39,386
-27% -$663K
KNSL icon
996
Kinsale Capital Group
KNSL
$8.51B
$1.89M 0.01%
9,424
+6,862
+268% +$1.5M
UBSI icon
997
United Bankshares
UBSI
$6.62B
$1.88M 0.01%
58,083
+19,996
+53% +$565K
AZN icon
998
AstraZeneca
AZN
$250B
$1.88M 0.01%
18,802
+8,246
+78% +$873K
SCS
999
DELISTED
Steelcase
SCS
$1.88M 0.01%
138,384
-14,793
-10% -$181K
RDS.A
1000
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.87M 0.01%
53,231
+174
+0.3% +$5.43K
38 39
40
41 42

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.