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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
976
Marvell Technology
MRVL
$196B
$1.63M 0.01%
41,165
-18,522
-31% -$681K
MUSA icon
977
Murphy USA
MUSA
$9.61B
$1.63M 0.01%
12,718
+2,855
+29% +$378K
UMPQ
978
DELISTED
Umpqua Holdings Corp
UMPQ
$1.63M 0.01%
153,382
-66,216
-30% -$731K
APTV icon
979
Aptiv
APTV
$10.3B
$1.63M 0.01%
17,720
+739
+4% +$62K
XRX icon
980
Xerox
XRX
$425M
$1.62M 0.01%
86,469
+9,881
+13% +$173K
MOS icon
981
The Mosaic Company
MOS
$7.33B
$1.62M 0.01%
88,752
-9,638
-10% -$157K
ENR icon
982
Energizer
ENR
$1.55B
$1.61M 0.01%
41,201
+12,641
+44% +$579K
CXT icon
983
Crane NXT
CXT
$3.07B
$1.6M 0.01%
91,863
-274
-0.3% -$5.41K
FIF
984
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.59M 0.01%
178,109
-24,714
-12% -$244K
SVM
985
Silvercorp Metals
SVM
$2.53B
$1.59M 0.01%
219,729
-61,067
-22% -$451K
UFS
986
DELISTED
DOMTAR CORPORATION (New)
UFS
$1.59M 0.01%
60,406
+9,364
+18% +$237K
HYB
987
DELISTED
New America High Income Fund, Inc.
HYB
$1.58M 0.01%
193,655
+10,066
+5% +$82.5K
NBO
988
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.58M 0.01%
136,017
+4,235
+3% +$50.5K
R icon
989
Ryder
R
$10.1B
$1.58M 0.01%
37,421
-4,592
-11% -$186K
VTA
990
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.58M 0.01%
171,330
+55,505
+48% +$504K
STIP icon
991
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.58M 0.01%
15,153
+170
+1% +$17.6K
NWL icon
992
Newell Brands
NWL
$2.56B
$1.57M 0.01%
91,585
+1,639
+2% +$27.3K
EPD icon
993
Enterprise Products Partners
EPD
$81.7B
$1.57M 0.01%
99,494
-4,362
-4% -$76.4K
HRB icon
994
H&R Block
HRB
$5.86B
$1.57M 0.01%
96,348
-24,388
-20% -$359K
JBHT icon
995
JB Hunt Transport Services
JBHT
$25.2B
$1.57M 0.01%
12,419
-11,136
-47% -$1.48M
PK icon
996
Park Hotels & Resorts
PK
$2.97B
$1.57M 0.01%
157,158
-21,907
-12% -$207K
QLTA icon
997
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
$1.57M 0.01%
27,104
+12,587
+87% +$736K
ROL icon
998
Rollins
ROL
$18.2B
$1.56M 0.01%
43,187
+8,339
+24% +$288K
CRL icon
999
Charles River Laboratories
CRL
$12.8B
$1.56M 0.01%
6,883
+273
+4% +$56.7K
IHD
1000
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.56M 0.01%
235,665
-36,374
-13% -$239K
38 39
40
41 42

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.