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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRME icon
976
First Merchants
FRME
$2.72B
$2.38M 0.02%
57,129
-13,237
-19% -$529K
MUH
977
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$2.36M 0.02%
154,934
+57,327
+59% +$857K
DXC icon
978
DXC Technology
DXC
$1.74B
$2.36M 0.02%
62,663
-1,644
-3% -$53.6K
INFO
979
DELISTED
IHS Markit Ltd. Common Shares
INFO
$2.35M 0.02%
31,210
-20,287
-39% -$1.44M
CCOI icon
980
Cogent Communications
CCOI
$596M
$2.35M 0.02%
35,713
-30,114
-46% -$1.82M
KIM icon
981
Kimco Realty
KIM
$16.5B
$2.34M 0.02%
113,158
-52,806
-32% -$1.11M
UCB
982
United Community Banks
UCB
$4.33B
$2.34M 0.02%
75,734
+6,954
+10% +$210K
ENS icon
983
EnerSys
ENS
$7.03B
$2.33M 0.02%
31,173
+19,709
+172% +$1.37M
CVA
984
DELISTED
Covanta Holding Corporation
CVA
$2.33M 0.02%
157,072
-38,168
-20% -$582K
IFF icon
985
International Flavors & Fragrances
IFF
$21.9B
$2.33M 0.02%
18,056
-3,691
-17% -$471K
IHD
986
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$2.31M 0.02%
289,446
-20,094
-6% -$150K
CASY icon
987
Casey's General Stores
CASY
$30.3B
$2.31M 0.02%
14,529
+2,699
+23% +$447K
BUD icon
988
AB InBev
BUD
$167B
$2.31M 0.02%
28,130
-3,317
-11% -$276K
CNXM
989
DELISTED
CNX Midstream Partners LP
CNXM
$2.31M 0.02%
140,235
+4,531
+3% +$65.1K
JQC icon
990
Nuveen Credit Strategies Income Fund
JQC
$708M
$2.3M 0.02%
300,000
+100,947
+51% +$750K
FMN
991
Federated Hermes Premier Municipal Income Fund
FMN
$86.9M
$2.3M 0.02%
163,039
+53,810
+49% +$758K
HMY icon
992
Harmony Gold Mining
HMY
$11.4B
$2.29M 0.02%
+631,720
New +$2.03M
NNN icon
993
NNN REIT
NNN
$8.96B
$2.27M 0.02%
42,300
-150,304
-78% -$8.35M
FOX icon
994
Fox Class B
FOX
$23B
$2.27M 0.02%
62,209
+340
+0.5% +$11.4K
NXQ
995
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.25M 0.02%
147,831
+56,144
+61% +$836K
MQT
996
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$2.25M 0.02%
173,140
-65,533
-27% -$846K
EPD icon
997
Enterprise Products Partners
EPD
$81.8B
$2.24M 0.02%
79,676
+1,741
+2% +$47.2K
JGH icon
998
Nuveen Global High Income Fund
JGH
$356M
$2.24M 0.02%
136,847
+23,534
+21% +$372K
IEF icon
999
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.24M 0.02%
20,335
+2,684
+15% +$299K
GT icon
1000
Goodyear
GT
$1.97B
$2.23M 0.02%
143,311
+62,333
+77% +$974K
38 39
40
41 42

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.