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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
976
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
$2.15M 0.02%
136,931
+2,874
+2% +$44.9K
AMRN
977
Amarin Corp
AMRN
$301M
$2.15M 0.02%
7,086
-221
-3% -$77.1K
FTF
978
Franklin Limited Duration Income Trust
FTF
$232M
$2.15M 0.02%
230,660
-8,424
-4% -$80.3K
LGND icon
979
Ligand Pharmaceuticals
LGND
$6.02B
$2.15M 0.02%
34,564
-3,863
-10% -$243K
ALKS icon
980
Alkermes
ALKS
$8.11B
$2.15M 0.02%
109,960
-31,356
-22% -$682K
IRT icon
981
Independence Realty Trust
IRT
$4B
$2.15M 0.02%
149,864
+7,339
+5% +$96.5K
DPZ icon
982
Domino's
DPZ
$11.9B
$2.13M 0.02%
8,727
-520
-6% -$129K
DOX icon
983
Amdocs
DOX
$6.28B
$2.13M 0.02%
32,229
+18,796
+140% +$1.21M
AUY
984
DELISTED
Yamana Gold, Inc.
AUY
$2.12M 0.02%
666,857
-377,097
-36% -$1.2M
CTVA icon
985
Corteva
CTVA
$51.3B
$2.12M 0.02%
75,702
-26,844
-26% -$776K
ROP icon
986
Roper Technologies
ROP
$39.3B
$2.12M 0.02%
5,945
-481
-7% -$175K
SAP icon
987
SAP
SAP
$230B
$2.12M 0.02%
17,963
-4,633
-21% -$574K
BHK icon
988
BlackRock Core Bond Trust
BHK
$660M
$2.12M 0.02%
146,473
+18,543
+14% +$265K
NWE icon
989
NorthWestern Energy
NWE
$4.32B
$2.11M 0.02%
28,168
-8,343
-23% -$602K
AG icon
990
First Majestic Silver
AG
$8.52B
$2.11M 0.02%
232,161
-62,927
-21% -$615K
MAN icon
991
ManpowerGroup
MAN
$2.57B
$2.11M 0.02%
25,031
-14,922
-37% -$1.3M
BWG
992
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$2.1M 0.02%
173,669
+1,754
+1% +$20.9K
IEX icon
993
IDEX
IEX
$17.2B
$2.1M 0.02%
12,816
+6,380
+99% +$1.06M
PWR icon
994
Quanta Services
PWR
$100B
$2.1M 0.02%
55,521
-101,110
-65% -$3.65M
AEG icon
995
Aegon
AEG
$14B
$2.09M 0.02%
548,815
-24,228
-4% -$96.5K
LM
996
DELISTED
Legg Mason, Inc.
LM
$2.09M 0.02%
54,720
-27,894
-34% -$1.06M
CIG icon
997
CEMIG Preferred Shares
CIG
$6.12B
$2.08M 0.02%
1,206,184
-133,194
-10% -$246K
MFA
998
MFA Financial
MFA
$919M
$2.08M 0.02%
70,805
+47,439
+203% +$1.38M
AME icon
999
Ametek
AME
$57.6B
$2.08M 0.02%
22,674
-2,119
-9% -$187K
RQI icon
1000
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$2.06M 0.02%
130,043
-10,904
-8% -$160K
38 39
40
41 42

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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.