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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+17.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.3B
AUM Growth
+$469M
Cap. Flow
-$1.01B
Cap. Flow %
-8.19%
Top 10 Hldgs %
12.23%
Holding
2,300
New
143
Increased
869
Reduced
1,140
Closed
137

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$26M
2
AMZN icon
Amazon
AMZN
+$16.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.1M
4
AAPL icon
Apple
AAPL
+$12.7M
5
MDU icon
MDU Resources
MDU
+$10.3M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$71M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$18.3M
3
SHPG
Shire pic
SHPG
+$12M
4
AEE icon
Ameren
AEE
+$11.1M
5
KMI icon
Kinder Morgan
KMI
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 14.29%
2 Healthcare 11.07%
3 Financials 10.11%
4 Consumer Discretionary 7.98%
5 Industrials 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNS
976
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.49M 0.02%
145,331
-40,352
-22% -$672K
LM
977
DELISTED
Legg Mason, Inc.
LM
$2.49M 0.02%
91,060
-14,145
-13% -$406K
PTLA
978
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2.49M 0.02%
71,778
-20,948
-23% -$604K
TIVO
979
DELISTED
Tivo Inc
TIVO
$2.49M 0.02%
267,333
+7,457
+3% +$77.3K
PSEC icon
980
Prospect Capital
PSEC
$1.17B
$2.48M 0.02%
381,192
-49,451
-11% -$329K
TRP icon
981
TC Energy
TRP
$65.9B
$2.48M 0.02%
55,178
+5,393
+11% +$232K
NBL
982
DELISTED
Noble Energy, Inc.
NBL
$2.48M 0.02%
100,214
-18,364
-15% -$416K
TCF
983
DELISTED
TCF Financial Corporation Common Stock
TCF
$2.48M 0.02%
60,247
+1,382
+2% +$59.8K
PGF icon
984
Invesco Financial Preferred ETF
PGF
$674M
$2.48M 0.02%
135,614
-32,500
-19% -$587K
PZC
985
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.47M 0.02%
224,923
+17,775
+9% +$189K
SHI
986
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$2.44M 0.02%
51,072
+4,935
+11% +$239K
WPG
987
DELISTED
Washington Prime Group Inc.
WPG
$2.43M 0.02%
47,868
-5,959
-11% -$292K
DSM
988
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$2.43M 0.02%
314,739
-15,042
-5% -$113K
LBAI
989
DELISTED
Lakeland Bancorp Inc
LBAI
$2.43M 0.02%
162,849
-6,260
-4% -$99.2K
HEQ
990
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$2.42M 0.02%
164,387
+6,974
+4% +$100K
AMED
991
DELISTED
Amedisys
AMED
$2.42M 0.02%
19,605
+4,055
+26% +$509K
IJH icon
992
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.41M 0.02%
63,690
+4,140
+7% +$153K
MTB icon
993
M&T Bank
MTB
$36.2B
$2.41M 0.02%
15,358
-2,116
-12% -$347K
LLL
994
DELISTED
L3 Technologies, Inc.
LLL
$2.4M 0.02%
11,637
+3,192
+38% +$632K
KMX icon
995
CarMax
KMX
$8.26B
$2.39M 0.02%
34,208
-2,837
-8% -$175K
AIG icon
996
American International
AIG
$41.8B
$2.38M 0.02%
55,392
-6,492
-10% -$278K
NID
997
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.38M 0.02%
180,956
+53,527
+42% +$687K
FTF
998
Franklin Limited Duration Income Trust
FTF
$233M
$2.36M 0.02%
244,788
-28,278
-10% -$269K
ROP icon
999
Roper Technologies
ROP
$39.8B
$2.34M 0.02%
6,839
-2,127
-24% -$646K
HIW icon
1000
Highwoods Properties
HIW
$3.47B
$2.34M 0.02%
49,921
-6,831
-12% -$305K
38 39
40
41 42

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2019 Portfolio in Review

As of Q1 2019, Guggenheim Capital held 2,300 positions worth $12.3B, up 4% from $11.8B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $1.01B in Q1 2019, closing 137 positions and reducing 1,140 holdings. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in AXIS Capital worth $7.58M.

  • Guggenheim Capital's largest Q1 2019 buy was AXIS Capital: 138,467 shares worth $7.58M.
  • Guggenheim Capital added most to Microsoft in Q1 2019, an estimated $26M increase.
  • Guggenheim Capital's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $71M.
  • Guggenheim Capital fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $18.3M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q1 2019.
  • Guggenheim Capital opened 143 new positions and closed 137 in Q1 2019.
  • Guggenheim Capital's portfolio value rose 4% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q1 2019, filed 15 May 2019.