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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIT icon
976
BlackRock Multi-Sector Income Trust
BIT
$702M
$3.24M 0.02%
191,543
+515
+0.3% +$8.93K
SYF icon
977
Synchrony
SYF
$25.6B
$3.23M 0.02%
103,899
+48,973
+89% +$1.56M
ZBRA icon
978
Zebra Technologies
ZBRA
$17.2B
$3.21M 0.02%
18,166
-3,708
-17% -$594K
FLRN icon
979
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$3.21M 0.02%
104,303
+56,068
+116% +$1.72M
KEX icon
980
Kirby Corp
KEX
$7.11B
$3.21M 0.02%
39,003
-1,987
-5% -$167K
OTEX icon
981
Open Text
OTEX
$6.23B
$3.19M 0.02%
83,857
+19,284
+30% +$736K
DDD icon
982
3D Systems Corp
DDD
$588M
$3.19M 0.02%
168,510
+21,564
+15% +$372K
UBSI icon
983
United Bankshares
UBSI
$6.65B
$3.17M 0.02%
87,298
+8,327
+11% +$316K
WBK
984
DELISTED
Westpac Banking Corporation
WBK
$3.17M 0.02%
158,357
-5,893
-4% -$125K
PPC icon
985
Pilgrim's Pride
PPC
$6.56B
$3.17M 0.02%
174,961
-50,292
-22% -$930K
ROIC
986
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3.16M 0.02%
169,193
+58,290
+53% +$1.11M
AROC icon
987
Archrock
AROC
$5.84B
$3.16M 0.02%
258,774
-42,108
-14% -$531K
EG icon
988
Everest Group
EG
$14.2B
$3.16M 0.02%
13,813
-5,725
-29% -$1.28M
JQC icon
989
Nuveen Credit Strategies Income Fund
JQC
$705M
$3.16M 0.02%
395,963
-63,946
-14% -$508K
CXO
990
DELISTED
CONCHO RESOURCES INC.
CXO
$3.16M 0.02%
20,662
-16,794
-45% -$2.37M
EQM
991
DELISTED
EQM Midstream Partners, LP
EQM
$3.15M 0.02%
59,730
+25,342
+74% +$1.38M
BDC icon
992
Belden
BDC
$5.05B
$3.15M 0.02%
44,093
+3,920
+10% +$269K
BAH icon
993
Booz Allen Hamilton
BAH
$8.89B
$3.15M 0.02%
63,440
-31,586
-33% -$1.54M
SR icon
994
Spire
SR
$4.78B
$3.13M 0.02%
42,538
+2,669
+7% +$197K
WBS icon
995
Webster Financial
WBS
$12.8B
$3.12M 0.02%
52,971
+3,507
+7% +$228K
KBH icon
996
KB Home
KBH
$3.49B
$3.1M 0.02%
129,848
+36,469
+39% +$915K
CMG icon
997
Chipotle Mexican Grill
CMG
$42.7B
$3.09M 0.02%
339,950
+160,500
+89% +$1.53M
PGF icon
998
Invesco Financial Preferred ETF
PGF
$672M
$3.08M 0.02%
169,068
-35,932
-18% -$661K
NOC icon
999
Northrop Grumman
NOC
$80.7B
$3.07M 0.02%
9,683
-13,720
-59% -$4.18M
ROCK icon
1000
Gibraltar Industries
ROCK
$1.51B
$3.07M 0.02%
67,229
+13,061
+24% +$565K
38 39
40
41 42

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.