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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVG
976
DELISTED
Convergys
CVG
$5.78M 0.01%
223,094
+19,708
+10% +$473K
OIA icon
977
Invesco Municipal Income Opportunities Trust
OIA
$289M
$5.76M 0.01%
730,148
-66,788
-8% -$527K
MKSI icon
978
MKS Inc
MKSI
$20.1B
$5.76M 0.01%
60,963
-165
-0.3% -$13.5K
VOD icon
979
Vodafone
VOD
$36.3B
$5.76M 0.01%
202,334
+1,959
+1% +$56.7K
CIT
980
DELISTED
CIT Group Inc.
CIT
$5.74M 0.01%
117,085
+56,415
+93% +$2.65M
ANET icon
981
Arista Networks
ANET
$227B
$5.71M 0.01%
481,920
-914,256
-65% -$9.56M
DEO icon
982
Diageo
DEO
$49B
$5.71M 0.01%
43,209
-4,410
-9% -$570K
POOL icon
983
Pool Corp
POOL
$6.75B
$5.71M 0.01%
52,759
+4,932
+10% +$533K
VGI
984
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$5.69M 0.01%
314,533
-22,107
-7% -$383K
TYG
985
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$5.69M 0.01%
49,135
-9,170
-16% -$1.07M
BURL icon
986
Burlington
BURL
$23.2B
$5.68M 0.01%
59,548
+45,345
+319% +$3.98M
DSE
987
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$5.68M 0.01%
88,002
-1,245
-1% -$84.3K
TLRD
988
DELISTED
Tailored Brands, Inc.
TLRD
$5.67M 0.01%
392,503
+131,587
+50% +$1.6M
WP
989
DELISTED
Worldpay, Inc.
WP
$5.67M 0.01%
80,417
-82,527
-51% -$5.62M
NBIX icon
990
Neurocrine Biosciences
NBIX
$16.8B
$5.66M 0.01%
92,345
-4,140
-4% -$218K
PLXS icon
991
Plexus
PLXS
$6.72B
$5.65M 0.01%
100,644
+58,937
+141% +$3.1M
EVF
992
Eaton Vance Senior Income Trust
EVF
$90.3M
$5.64M 0.01%
852,638
+3,270
+0.4% +$21.7K
BGC icon
993
BGC Group
BGC
$5.52B
$5.64M 0.01%
605,721
+74,874
+14% +$625K
PRAH
994
DELISTED
PRA Health Sciences, Inc.
PRAH
$5.64M 0.01%
74,004
+10,450
+16% +$790K
BLUE
995
DELISTED
bluebird bio
BLUE
$5.63M 0.01%
3,166
+415
+15% +$580K
TEF
996
DELISTED
Telefonica
TEF
$5.63M 0.01%
645,410
+334,822
+108% +$2.94M
BXMT icon
997
Blackstone Mortgage Trust
BXMT
$2.45B
$5.62M 0.01%
181,082
+141,858
+362% +$4.41M
CCOI icon
998
Cogent Communications
CCOI
$676M
$5.62M 0.01%
114,902
-86,830
-43% -$3.85M
INVH icon
999
Invitation Homes
INVH
$17.7B
$5.59M 0.01%
246,759
+29,626
+14% +$657K
CLVS
1000
DELISTED
Clovis Oncology, Inc.
CLVS
$5.59M 0.01%
67,842
+12,840
+23% +$1.02M
38 39
40
41 42

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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.