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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
976
Calamos Convertible and High Income Fund
CHY
$1.02B
$5.33M 0.02%
483,985
+5,109
+1% +$56.9K
ATI icon
977
ATI
ATI
$26.4B
$5.32M 0.02%
294,634
-17,925
-6% -$297K
NKTR icon
978
Nektar Therapeutics
NKTR
$2.38B
$5.32M 0.02%
20,641
-3,003
-13% -$773K
IM
979
DELISTED
Ingram Micro
IM
$5.32M 0.02%
149,159
-4,406
-3% -$153K
MYJ
980
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$5.31M 0.02%
310,845
+18,230
+6% +$314K
HL icon
981
Hecla Mining
HL
$9.68B
$5.3M 0.02%
929,286
+64,262
+7% +$393K
NHS
982
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$5.29M 0.02%
445,659
-3,963
-0.9% -$45.6K
NZH
983
DELISTED
Nuveen Calif Div
NZH
$5.27M 0.02%
343,247
-29,215
-8% -$458K
SPB icon
984
Spectrum Brands
SPB
$2.04B
$5.26M 0.02%
38,238
-10,132
-21% -$1.29M
BIO icon
985
Bio-Rad Laboratories Class A
BIO
$8.96B
$5.26M 0.02%
32,135
-4,459
-12% -$677K
EGRX
986
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$5.26M 0.02%
75,089
+33,234
+79% +$1.84M
CEB
987
DELISTED
CEB Inc.
CEB
$5.25M 0.02%
96,292
-10,921
-10% -$653K
BP icon
988
BP
BP
$114B
$5.23M 0.02%
176,917
-26,500
-13% -$769K
BGB
989
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$5.23M 0.02%
350,309
+113,920
+48% +$1.68M
HHY
990
DELISTED
Brookfield High Income Fund Inc.
HHY
$5.23M 0.02%
714,031
+41,481
+6% +$306K
BWLD
991
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$5.22M 0.02%
37,110
-4,541
-11% -$706K
KBH icon
992
KB Home
KBH
$3.45B
$5.22M 0.02%
323,845
-28,402
-8% -$447K
SFL icon
993
SFL Corp
SFL
$1.65B
$5.21M 0.02%
353,846
+63,917
+22% +$957K
VGI
994
Virtus Global Multi-Sector Income Fund
VGI
$82M
$5.2M 0.02%
327,544
+20,855
+7% +$328K
ACC
995
DELISTED
American Campus Communities, Inc.
ACC
$5.17M 0.02%
101,636
-65,565
-39% -$3.37M
FEI
996
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$5.17M 0.02%
311,940
-48,605
-13% -$769K
ARLP icon
997
Alliance Resource Partners
ARLP
$3.36B
$5.15M 0.02%
232,330
+161,084
+226% +$3.16M
MANT
998
DELISTED
Mantech International Corp
MANT
$5.15M 0.02%
136,732
-21,005
-13% -$834K
DEO icon
999
Diageo
DEO
$49.2B
$5.14M 0.02%
44,331
+35,459
+400% +$4.05M
FSK icon
1000
FS KKR Capital
FSK
$3.11B
$5.14M 0.02%
135,766
+24,558
+22% +$931K
38 39
40
41 42

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.