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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PF
976
DELISTED
Pinnacle Foods, Inc.
PF
$5.12M 0.02%
114,577
-37,033
-24% -$1.6M
BYM
977
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$5.1M 0.02%
338,809
+93,005
+38% +$1.38M
IGD
978
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$511M
$5.1M 0.02%
719,480
-54,118
-7% -$355K
AWR icon
979
American States Water
AWR
$3.3B
$5.1M 0.02%
129,522
-4,217
-3% -$179K
GBX icon
980
The Greenbrier Companies
GBX
$1.54B
$5.1M 0.02%
184,391
+121,997
+196% +$3.13M
HEP
981
DELISTED
Holly Energy Partners, L.P.
HEP
$5.1M 0.02%
150,650
-14,008
-9% -$398K
SN
982
DELISTED
Sanchez Energy Corporation
SN
$5.07M 0.02%
923,802
-85,754
-8% -$332K
NXZ
983
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5.07M 0.02%
341,440
-29,538
-8% -$429K
WDR
984
DELISTED
Waddell & Reed Financial, Inc.
WDR
$5.04M 0.02%
214,081
+91,588
+75% +$2.22M
CHTR icon
985
Charter Communications
CHTR
$18.2B
$5.04M 0.02%
24,889
-6,160
-20% -$1.11M
TEN
986
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$5.03M 0.02%
97,682
+75,771
+346% +$3.32M
CLDT
987
Chatham Lodging
CLDT
$621M
$5.02M 0.02%
234,136
+14,711
+7% +$293K
BSJH
988
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$5.01M 0.02%
196,393
+11,808
+6% +$295K
MMD
989
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$5M 0.02%
254,315
+121,206
+91% +$2.33M
SGEN
990
DELISTED
Seagen Inc. Common Stock
SGEN
$5M 0.02%
142,359
-63,346
-31% -$2.13M
NML
991
Neuberger Energy Infrastructure and Income Fund Inc
NML
$573M
$4.99M 0.02%
716,831
-135,353
-16% -$910K
KN icon
992
Knowles
KN
$3.44B
$4.97M 0.02%
377,504
-77,361
-17% -$952K
DF
993
DELISTED
Dean Foods Company
DF
$4.97M 0.02%
286,816
+41,298
+17% +$781K
INFY icon
994
Infosys
INFY
$50.2B
$4.95M 0.02%
520,828
-422,844
-45% -$3.68M
CWT icon
995
California Water Service
CWT
$3.06B
$4.93M 0.02%
184,517
-19,449
-10% -$484K
GOLD
996
DELISTED
Randgold Resources Ltd
GOLD
$4.92M 0.02%
54,176
-11,615
-18% -$933K
NQU
997
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$4.92M 0.02%
333,944
+120,768
+57% +$1.75M
FMX icon
998
Fomento Económico Mexicano
FMX
$42.8B
$4.91M 0.02%
50,947
+5,695
+13% +$520K
TPZ
999
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$4.9M 0.02%
281,798
-20,658
-7% -$318K
KBH icon
1000
KB Home
KBH
$3.62B
$4.89M 0.02%
342,494
+141,043
+70% +$1.65M
38 39
40
41 42

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.