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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASH icon
976
Ashland
ASH
$3.31B
$8.07M 0.02%
158,420
+8,392
+6% +$437K
OGE icon
977
OGE Energy
OGE
$9.79B
$8.05M 0.02%
217,057
-44,105
-17% -$1.62M
CPT icon
978
Camden Property Trust
CPT
$11B
$8.05M 0.02%
117,532
+36,606
+45% +$2.65M
NJR icon
979
New Jersey Resources
NJR
$5.79B
$8.04M 0.02%
318,348
+15,966
+5% +$420K
META icon
980
CALL
Meta Platforms (Facebook)
META
$1.5T
$8.04M 0.02%
+101,700
New +$7.46M
NVO
981
Novo Nordisk
NVO
$196B
$8.04M 0.02%
337,512
-15,140
-4% -$348K
PDS
982
Precision Drilling
PDS
$979M
$8.02M 0.02%
37,180
-23,415
-39% -$5.83M
PBYI icon
983
Puma Biotechnology
PBYI
$397M
$8.02M 0.02%
33,625
-34,296
-50% -$7.04M
RYAAY icon
984
Ryanair
RYAAY
$31.2B
$7.96M 0.02%
343,873
-7,580
-2% -$169K
HPS
985
John Hancock Preferred Income Fund III
HPS
$459M
$7.95M 0.02%
454,237
-22,795
-5% -$400K
PGH
986
DELISTED
Pengrowth Energy Corporation
PGH
$7.94M 0.02%
1,527,246
+338,533
+28% +$2.11M
MEMP
987
DELISTED
Memorial Production Partners LP Common Units
MEMP
$7.92M 0.02%
360,023
+23,723
+7% +$547K
SPXX icon
988
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$341M
$7.91M 0.02%
562,264
+23,920
+4% +$344K
UN
989
DELISTED
Unilever NV New York Registry Shares
UN
$7.9M 0.02%
199,035
+44,875
+29% +$1.87M
HNI icon
990
HNI Corp
HNI
$3.49B
$7.88M 0.02%
218,835
-6,386
-3% -$240K
BCX icon
991
BlackRock Resources & Commodities Strategy Trust
BCX
$906M
$7.85M 0.02%
698,844
+5,480
+0.8% +$66.3K
SU icon
992
Suncor Energy
SU
$76.1B
$7.82M 0.02%
216,336
-2,850
-1% -$114K
BGS icon
993
B&G Foods
BGS
$289M
$7.8M 0.02%
283,082
+83,245
+42% +$2.46M
CRI icon
994
Carter's
CRI
$1.46B
$7.79M 0.02%
100,483
+28,554
+40% +$2.21M
ALNY icon
995
Alnylam Pharmaceuticals
ALNY
$29.3B
$7.78M 0.02%
99,576
-4,254
-4% -$274K
IAE
996
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.7M
$7.76M 0.02%
614,050
+152,305
+33% +$2.04M
FAM
997
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$7.75M 0.02%
569,694
+54,728
+11% +$780K
BGT icon
998
BlackRock Floating Rate Income Trust
BGT
$323M
$7.74M 0.02%
561,032
+32,705
+6% +$456K
IWD icon
999
iShares Russell 1000 Value ETF
IWD
$83.4B
$7.71M 0.02%
77,030
-11,990
-13% -$1.21M
SLF icon
1000
Sun Life Financial
SLF
$45.6B
$7.7M 0.02%
212,208
-28,990
-12% -$1.09M
38 39
40
41 42

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.