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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
76
Blackstone
BX
$110B
$27.7M 0.24%
258,733
-9,314
-3% -$970K
HD icon
77
Home Depot
HD
$353B
$27.6M 0.24%
91,506
-2,577
-3% -$829K
NEE icon
78
NextEra Energy
NEE
$177B
$27.3M 0.23%
476,671
+22,631
+5% +$1.57M
NKE icon
79
Nike
NKE
$61.9B
$26.2M 0.23%
274,460
+25,205
+10% +$2.59M
FANG icon
80
Diamondback Energy
FANG
$52.5B
$26.2M 0.23%
169,188
+3,898
+2% +$575K
SPY icon
81
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$25.9M 0.22%
60,475
-53,725
-47% -$23.9M
BLK icon
82
Blackrock
BLK
$177B
$25.8M 0.22%
39,924
-359
-0.9% -$251K
ISRG icon
83
Intuitive Surgical
ISRG
$133B
$25.7M 0.22%
87,944
+12,138
+16% +$3.79M
DLR icon
84
Digital Realty Trust
DLR
$71.4B
$25.2M 0.22%
208,487
+15,916
+8% +$1.95M
TJX icon
85
TJX Companies
TJX
$179B
$25.1M 0.22%
282,546
-25,212
-8% -$2.22M
PM icon
86
Philip Morris
PM
$295B
$25.1M 0.22%
270,586
-26,026
-9% -$2.5M
ADP icon
87
Automatic Data Processing
ADP
$107B
$25M 0.22%
103,969
+19,802
+24% +$4.83M
NXPI icon
88
NXP Semiconductors
NXPI
$60.1B
$24.8M 0.21%
123,811
+9,049
+8% +$1.87M
CRM icon
89
Salesforce
CRM
$157B
$24.4M 0.21%
120,089
+2,839
+2% +$613K
NUE icon
90
Nucor
NUE
$61.9B
$24.3M 0.21%
155,636
+8,588
+6% +$1.42M
JCI icon
91
Johnson Controls International
JCI
$92.8B
$24.2M 0.21%
454,506
+47,248
+12% +$2.92M
EXR icon
92
Extra Space Storage
EXR
$31.5B
$24M 0.21%
197,753
+52,611
+36% +$7.06M
SPY icon
93
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$23.8M 0.2%
55,600
-1,000
-2% -$445K
SPY icon
94
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$23.8M 0.2%
55,600
-1,000
-2% -$445K
TGT icon
95
Target
TGT
$67.5B
$23.5M 0.2%
212,662
+40,432
+23% +$5.13M
CVS icon
96
CVS Health
CVS
$122B
$23.2M 0.2%
332,133
-7,370
-2% -$522K
PYPL icon
97
PayPal
PYPL
$50.4B
$23.1M 0.2%
395,482
+113,729
+40% +$7.41M
MET icon
98
MetLife
MET
$62.3B
$23M 0.2%
366,282
-2,946
-0.8% -$183K
MMM icon
99
3M
MMM
$94.4B
$22.9M 0.2%
292,250
-77,153
-21% -$6.62M
CTAS icon
100
Cintas
CTAS
$81B
$22.8M 0.2%
189,936
+4,668
+3% +$581K
2 3
4
5 6

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.