We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
76
Nike
NKE
$62.6B
$38M 0.23%
261,652
-45,117
-15% -$7.36M
VRTX icon
77
Vertex Pharmaceuticals
VRTX
$123B
$37.6M 0.23%
207,095
-9,157
-4% -$1.79M
SRLN icon
78
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$37.4M 0.22%
811,707
+236,268
+41% +$10.8M
AFTR.U
79
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
$37.1M 0.22%
+3,725,000
New +$37M
SHW icon
80
Sherwin-Williams
SHW
$88.3B
$36.4M 0.22%
130,003
-7,696
-6% -$2.25M
LLY icon
81
Eli Lilly
LLY
$1.06T
$35.5M 0.21%
153,605
+33,882
+28% +$8.36M
TEAM icon
82
Atlassian
TEAM
$27.4B
$35.2M 0.21%
90,056
+2,929
+3% +$978K
EXC icon
83
Exelon
EXC
$46.7B
$35.2M 0.21%
1,020,150
+20,713
+2% +$708K
BBN icon
84
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$35.1M 0.21%
1,362,630
+9,695
+0.7% +$255K
APD icon
85
Air Products & Chemicals
APD
$66.5B
$35M 0.21%
136,510
-539
-0.4% -$149K
CPAAU
86
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
$34.7M 0.21%
+3,465,000
New +$34.7M
YTPG
87
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$34.6M 0.21%
3,535,057
+34,957
+1% +$345K
MU icon
88
Micron Technology
MU
$1.01T
$34.6M 0.21%
487,056
+3,319
+0.7% +$249K
NEE icon
89
NextEra Energy
NEE
$176B
$33.8M 0.2%
430,824
-114,298
-21% -$9.22M
ORCL icon
90
Oracle
ORCL
$413B
$33.8M 0.2%
387,919
-59,189
-13% -$5.23M
CWB icon
91
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$33.7M 0.2%
394,624
+22,114
+6% +$1.91M
AVB icon
92
AvalonBay Communities
AVB
$26.7B
$33.6M 0.2%
151,764
-554
-0.4% -$124K
ADP icon
93
Automatic Data Processing
ADP
$108B
$33.3M 0.2%
166,574
+12,637
+8% +$2.6M
XOM icon
94
ExxonMobil
XOM
$640B
$33M 0.2%
560,484
-43,860
-7% -$2.5M
RXRA
95
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
$32.5M 0.2%
3,347,234
+34,572
+1% +$337K
DXCM icon
96
DexCom
DXCM
$31.4B
$32.5M 0.2%
237,608
-22,864
-9% -$2.88M
EQR icon
97
Equity Residential
EQR
$25.1B
$32.2M 0.19%
398,283
+3,799
+1% +$314K
NAC icon
98
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$30.9M 0.19%
1,968,068
+41,825
+2% +$666K
ACN icon
99
Accenture
ACN
$104B
$30.9M 0.19%
96,500
-17,372
-15% -$5.65M
VMW
100
DELISTED
VMware, Inc
VMW
$30.8M 0.18%
206,808
+17,314
+9% +$2.63M
2 3
4
5 6

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.