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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
IBM
IBM
$222B
$35.1M 0.22%
291,449
-3,800
-1% -$439K
CLX icon
77
Clorox
CLX
$12.8B
$34.2M 0.21%
169,221
-6,104
-3% -$1.26M
NKE icon
78
Nike
NKE
$61.9B
$33.8M 0.21%
239,218
+48,078
+25% +$6.37M
TJX icon
79
TJX Companies
TJX
$179B
$33.3M 0.21%
488,146
+6,115
+1% +$372K
ILMN icon
80
Illumina
ILMN
$28.4B
$32.6M 0.2%
90,529
-4,027
-4% -$1.28M
EXC icon
81
Exelon
EXC
$47.1B
$32.2M 0.2%
1,070,713
+99,483
+10% +$2.94M
CWB icon
82
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$32M 0.2%
387,124
-32,813
-8% -$2.48M
ISRG icon
83
Intuitive Surgical
ISRG
$133B
$31.9M 0.2%
117,144
+3,669
+3% +$911K
INTU icon
84
Intuit
INTU
$88.8B
$31.6M 0.2%
83,262
+3,007
+4% +$1.06M
ATVI
85
DELISTED
Activision Blizzard
ATVI
$31.6M 0.2%
340,222
+19,345
+6% +$1.57M
REGN icon
86
Regeneron Pharmaceuticals
REGN
$80.5B
$31.5M 0.2%
65,150
-70
-0.1% -$37.8K
ORCL icon
87
Oracle
ORCL
$417B
$31.5M 0.2%
486,362
+16,501
+4% +$982K
BKNG icon
88
Booking.com
BKNG
$159B
$30.8M 0.19%
345,425
+7,475
+2% +$577K
PGR icon
89
Progressive
PGR
$125B
$30.8M 0.19%
311,055
-10,738
-3% -$1.02M
SHW icon
90
Sherwin-Williams
SHW
$89.5B
$30.5M 0.19%
124,482
+5,037
+4% +$1.19M
ARBGU
91
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$30.1M 0.19%
+2,980,000
New +$29.9M
DLR icon
92
Digital Realty Trust
DLR
$71.4B
$29.5M 0.18%
211,332
-2,093
-1% -$299K
NAC icon
93
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$29M 0.18%
1,915,396
-23,915
-1% -$355K
CAT icon
94
Caterpillar
CAT
$388B
$28.9M 0.18%
158,870
-33,570
-17% -$5.69M
SPGI icon
95
S&P Global
SPGI
$120B
$28.4M 0.18%
86,318
-13,821
-14% -$4.66M
ACN icon
96
Accenture
ACN
$107B
$28.1M 0.18%
107,499
+20,004
+23% +$4.8M
TMO icon
97
Thermo Fisher Scientific
TMO
$217B
$27.8M 0.17%
59,752
+2,714
+5% +$1.27M
MDT icon
98
Medtronic
MDT
$111B
$27M 0.17%
230,230
-798
-0.3% -$87.8K
WBA
99
DELISTED
Walgreens Boots Alliance
WBA
$26.4M 0.17%
661,320
-51,423
-7% -$1.99M
LIN icon
100
Linde
LIN
$225B
$26.2M 0.16%
99,584
+7,982
+9% +$1.96M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.