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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
76
Walt Disney
DIS
$167B
$32.3M 0.24%
223,300
-9,470
-4% -$1.32M
WEC icon
77
WEC Energy
WEC
$35.7B
$32M 0.24%
347,353
-5,248
-1% -$478K
CHTR icon
78
Charter Communications
CHTR
$17.3B
$31.8M 0.24%
65,469
+7,746
+13% +$3.56M
CLX icon
79
Clorox
CLX
$11.6B
$31.7M 0.24%
206,287
+20,847
+11% +$3.12M
BA icon
80
Boeing
BA
$171B
$31.2M 0.23%
95,850
-12,932
-12% -$4.58M
EXC icon
81
Exelon
EXC
$47.2B
$30.9M 0.23%
950,550
+287,261
+43% +$9.3M
KMB icon
82
Kimberly-Clark
KMB
$36.3B
$30.2M 0.23%
219,366
-18,030
-8% -$2.44M
PGR icon
83
Progressive
PGR
$123B
$29.8M 0.22%
411,315
+47,262
+13% +$3.41M
OGE icon
84
OGE Energy
OGE
$9.78B
$28.5M 0.21%
641,887
-49,707
-7% -$2.15M
SPY icon
85
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$28.5M 0.21%
+88,400
New +$27.2M
SPY icon
86
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$28.5M 0.21%
+88,400
New +$27.2M
LIN icon
87
Linde
LIN
$221B
$28.3M 0.21%
132,909
-21,428
-14% -$4.32M
ISRG icon
88
Intuitive Surgical
ISRG
$127B
$28.3M 0.21%
143,460
-15,804
-10% -$2.96M
HYD icon
89
VanEck High Yield Muni ETF
HYD
$4.43B
$28.2M 0.21%
439,719
+24,937
+6% +$1.6M
CMS icon
90
CMS Energy
CMS
$22.6B
$27.9M 0.21%
443,902
+14,737
+3% +$919K
LRCX icon
91
Lam Research
LRCX
$367B
$27.5M 0.21%
941,410
+6,850
+0.7% +$182K
GBAB
92
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$27.3M 0.21%
1,154,388
– –
SO icon
93
Southern Company
SO
$109B
$27.3M 0.21%
429,132
+25,928
+6% +$1.61M
PPL
94
PPL Corp
PPL
$26.5B
$27.2M 0.2%
759,358
-36,848
-5% -$1.24M
GIS icon
95
General Mills
GIS
$19.1B
$27.2M 0.2%
508,416
-42,788
-8% -$2.25M
KEY icon
96
KeyCorp
KEY
$24.2B
$26.8M 0.2%
1,324,259
-281,292
-18% -$5.31M
IGSB icon
97
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$26.7M 0.2%
498,589
+75,434
+18% +$4.05M
CB icon
98
Chubb
CB
$135B
$26.6M 0.2%
171,084
+25,142
+17% +$3.85M
ARE icon
99
Alexandria Real Estate Equities
ARE
$8.97B
$26.6M 0.2%
164,520
+11,932
+8% +$1.88M
STZ icon
100
Constellation Brands
STZ
$22.2B
$26.4M 0.2%
139,015
+8,869
+7% +$1.67M
2 3
4
5 6

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.