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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
76
DELISTED
Alexion Pharmaceuticals
ALXN
$30.4M 0.24%
310,120
+11,445
+4% +$1.29M
DIS icon
77
Walt Disney
DIS
$167B
$30.3M 0.24%
232,770
-42,337
-15% -$5.85M
LIN icon
78
Linde
LIN
$221B
$29.9M 0.24%
154,337
-15,307
-9% -$2.97M
MDT icon
79
Medtronic
MDT
$109B
$29.7M 0.24%
273,281
-14,638
-5% -$1.53M
CRM icon
80
Salesforce
CRM
$151B
$29.4M 0.23%
197,874
-51,560
-21% -$7.84M
ISRG icon
81
Intuitive Surgical
ISRG
$127B
$28.7M 0.23%
159,264
+11,106
+7% +$1.92M
KEY icon
82
KeyCorp
KEY
$24.2B
$28.6M 0.23%
1,605,551
+147,996
+10% +$2.56M
VTR icon
83
Ventas
VTR
$48B
$28.6M 0.23%
391,850
+21,392
+6% +$1.52M
CLX icon
84
Clorox
CLX
$11.6B
$28.2M 0.23%
185,440
-6,265
-3% -$990K
PGR icon
85
Progressive
PGR
$123B
$28.1M 0.22%
364,053
+27,647
+8% +$2.17M
SUI icon
86
Sun Communities
SUI
$15.2B
$28.1M 0.22%
189,381
-474
-0.2% -$66.9K
ILMN icon
87
Illumina
ILMN
$31B
$28M 0.22%
94,721
+1,464
+2% +$432K
SHW icon
88
Sherwin-Williams
SHW
$82.7B
$27.9M 0.22%
152,121
+17,265
+13% +$2.94M
SPGI icon
89
S&P Global
SPGI
$121B
$27.8M 0.22%
113,578
+21,102
+23% +$5.27M
MNST icon
90
Monster Beverage
MNST
$94.3B
$27.8M 0.22%
957,618
-56,390
-6% -$1.71M
INTU icon
91
Intuit
INTU
$86.5B
$27.8M 0.22%
104,505
+10,290
+11% +$2.83M
GBAB
92
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$27.6M 0.22%
1,154,388
– –
CMS icon
93
CMS Energy
CMS
$22.6B
$27.4M 0.22%
429,165
-8,072
-2% -$490K
DUK icon
94
Duke Energy
DUK
$97.8B
$27.1M 0.22%
282,988
-13,516
-5% -$1.23M
EL icon
95
Estee Lauder
EL
$30.4B
$27M 0.22%
135,847
-952
-0.7% -$182K
STZ icon
96
Constellation Brands
STZ
$22.2B
$27M 0.22%
130,146
-482
-0.4% -$96.8K
HYD icon
97
VanEck High Yield Muni ETF
HYD
$4.43B
$26.7M 0.21%
414,782
+23,540
+6% +$1.51M
PM icon
98
Philip Morris
PM
$297B
$25.8M 0.21%
339,728
+16,980
+5% +$1.35M
C icon
99
Citigroup
C
$222B
$25.7M 0.21%
372,112
+37,648
+11% +$2.56M
DAL icon
100
Delta Air Lines
DAL
$57.5B
$25.2M 0.2%
437,865
+11,463
+3% +$679K
2 3
4
5 6

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.