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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
76
Thermo Fisher Scientific
TMO
$213B
$24.3M 0.21%
108,642
-484
-0.4% -$114K
EXC icon
77
Exelon
EXC
$47.2B
$24M 0.2%
746,679
-117,936
-14% -$3.77M
BKNG icon
78
Booking.com
BKNG
$149B
$23.9M 0.2%
347,425
-78,075
-18% -$5.73M
TROW icon
79
T. Rowe Price
TROW
$23.9B
$23.8M 0.2%
257,371
+5,544
+2% +$538K
AEE icon
80
Ameren
AEE
$30.3B
$23.6M 0.2%
362,074
-6,146
-2% -$410K
EQIX icon
81
Equinix
EQIX
$101B
$23.5M 0.2%
66,759
-10,278
-13% -$4.01M
DUK icon
82
Duke Energy
DUK
$97.8B
$23.5M 0.2%
272,072
+11,545
+4% +$983K
CSX icon
83
CSX Corp
CSX
$93.4B
$23.4M 0.2%
1,129,083
-62,685
-5% -$1.44M
ZION icon
84
Zions Bancorporation
ZION
$10.2B
$23.4M 0.2%
573,842
-43,439
-7% -$2.02M
ALXN
85
DELISTED
Alexion Pharmaceuticals
ALXN
$22.9M 0.19%
234,754
-17,082
-7% -$2.02M
REGN icon
86
Regeneron Pharmaceuticals
REGN
$78.5B
$22.8M 0.19%
61,121
-10,401
-15% -$3.81M
DAL icon
87
Delta Air Lines
DAL
$57.5B
$22.7M 0.19%
455,164
-20,062
-4% -$1.09M
MNST icon
88
Monster Beverage
MNST
$94.3B
$22.6M 0.19%
917,860
-46,230
-5% -$1.26M
ORCL icon
89
Oracle
ORCL
$374B
$22.3M 0.19%
494,050
-63,384
-11% -$3.04M
CL icon
90
Colgate-Palmolive
CL
$73.1B
$22M 0.19%
369,628
+54,687
+17% +$3.42M
ADP icon
91
Automatic Data Processing
ADP
$106B
$21.9M 0.19%
167,303
-17,044
-9% -$2.41M
KHC icon
92
Kraft Heinz
KHC
$30.7B
$21.9M 0.19%
507,890
-15,206
-3% -$788K
CWB icon
93
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$21.7M 0.18%
464,701
-27,119
-6% -$1.36M
GIS icon
94
General Mills
GIS
$19.1B
$21.6M 0.18%
555,975
+123,698
+29% +$5.23M
NVDA icon
95
NVIDIA
NVDA
$4.86T
$21.6M 0.18%
6,481,800
-1,367,280
-17% -$6.54M
BRK.B icon
96
Berkshire Hathaway Class B
BRK.B
$1.1T
$21.5M 0.18%
105,475
-37,200
-26% -$7.77M
INTU icon
97
Intuit
INTU
$86.5B
$21M 0.18%
106,649
-1,235
-1% -$257K
KEY icon
98
KeyCorp
KEY
$24.2B
$20.7M 0.18%
1,402,039
-32,818
-2% -$578K
ISRG icon
99
Intuitive Surgical
ISRG
$127B
$20.7M 0.18%
129,648
-54,171
-29% -$9.18M
HYD icon
100
VanEck High Yield Muni ETF
HYD
$4.43B
$20.7M 0.18%
338,397
+9,750
+3% +$594K
2 3
4
5 6

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.