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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
76
Idexx Laboratories
IDXX
$44.9B
$79.8M 0.19%
513,300
-4,423
-0.9% -$699K
GM icon
77
General Motors
GM
$81.7B
$79.8M 0.19%
1,975,850
-136,388
-6% -$4.98M
ORCL icon
78
Oracle
ORCL
$346B
$79.6M 0.19%
1,646,851
-232,628
-12% -$11.6M
RHT
79
DELISTED
Red Hat Inc
RHT
$79.5M 0.19%
716,877
-124,583
-15% -$12.8M
SWKS icon
80
Skyworks Solutions
SWKS
$9.73B
$79.2M 0.19%
777,160
-19,163
-2% -$1.99M
FFIV icon
81
F5
FFIV
$22.8B
$78.9M 0.19%
654,778
+24,715
+4% +$2.98M
XRX icon
82
Xerox
XRX
$360M
$77.7M 0.18%
2,333,879
-354,606
-13% -$11.2M
XYL icon
83
Xylem
XYL
$29.7B
$77.4M 0.18%
1,236,044
-69,516
-5% -$4.15M
HPE icon
84
Hewlett Packard
HPE
$60.4B
$77.1M 0.18%
5,243,314
-302,822
-5% -$4.13M
APH icon
85
Amphenol
APH
$177B
$76.4M 0.18%
3,611,876
-256,164
-7% -$5.03M
ADM icon
86
Archer Daniels Midland
ADM
$40.1B
$76.1M 0.18%
1,789,432
+38,945
+2% +$1.64M
COST icon
87
Costco
COST
$429B
$76M 0.18%
462,578
+36,660
+9% +$5.76M
HPQ icon
88
HP
HPQ
$25.9B
$75.4M 0.18%
3,776,522
-381,109
-9% -$7.25M
ANDV
89
DELISTED
Andeavor
ANDV
$75.3M 0.18%
729,736
-30,118
-4% -$2.96M
DHR icon
90
Danaher
DHR
$140B
$74.8M 0.18%
984,099
-56,437
-5% -$4.18M
EA icon
91
Electronic Arts
EA
$52.4B
$74.6M 0.18%
631,500
-58,754
-9% -$6.81M
ESRX
92
DELISTED
Express Scripts Holding Company
ESRX
$74.3M 0.17%
1,172,980
-71,654
-6% -$4.45M
MU icon
93
Micron Technology
MU
$927B
$74M 0.17%
1,880,443
-300,132
-14% -$9.49M
SCHW
94
Charles Schwab
SCHW
$184B
$73.9M 0.17%
1,689,710
+18,603
+1% +$772K
SYY icon
95
Sysco
SYY
$40.7B
$73.9M 0.17%
1,369,039
+267,999
+24% +$13.9M
TSN icon
96
Tyson Foods
TSN
$21.5B
$73.8M 0.17%
1,047,862
-118,261
-10% -$7.56M
ZION icon
97
Zions Bancorporation
ZION
$10.1B
$73.7M 0.17%
1,562,986
+106,103
+7% +$4.72M
INCY icon
98
Incyte
INCY
$26B
$73.4M 0.17%
629,042
-17,531
-3% -$2.22M
NFLX icon
99
Netflix
NFLX
$301B
$73.4M 0.17%
4,048,530
-313,080
-7% -$5.46M
WBA
100
DELISTED
Walgreens Boots Alliance
WBA
$72.9M 0.17%
943,837
-31,390
-3% -$2.52M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.