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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
76
Prudential Financial
PRU
$42.6B
$67.9M 0.19%
652,094
-30,040
-4% -$2.85M
APH icon
77
Amphenol
APH
$185B
$67.7M 0.19%
4,030,732
+701,592
+21% +$11.7M
TGT icon
78
Target
TGT
$66.3B
$67.4M 0.19%
933,698
+90,754
+11% +$6.57M
MSI icon
79
Motorola Solutions
MSI
$72.1B
$67.4M 0.19%
812,587
+359,768
+79% +$28.2M
ZION icon
80
Zions Bancorporation
ZION
$10.1B
$67.3M 0.19%
1,563,961
-241,345
-13% -$8.89M
GM icon
81
General Motors
GM
$80.9B
$67.2M 0.19%
1,928,483
+246,849
+15% +$8.3M
MCHP icon
82
Microchip Technology
MCHP
$38.8B
$67.1M 0.19%
2,092,890
+358,870
+21% +$11.3M
DHR icon
83
Danaher
DHR
$138B
$66.9M 0.19%
968,854
+134,066
+16% +$9.31M
SLB icon
84
SLB Ltd
SLB
$72.7B
$66.4M 0.19%
790,861
+145,930
+23% +$12M
KR icon
85
Kroger
KR
$36.7B
$66.3M 0.19%
1,921,583
-25,351
-1% -$827K
WRK
86
DELISTED
WestRock Company
WRK
$66.2M 0.19%
1,303,754
-63,822
-5% -$3.14M
LHX icon
87
L3Harris
LHX
$55.4B
$66.2M 0.19%
645,579
+186,539
+41% +$18.4M
SCHW
88
Charles Schwab
SCHW
$182B
$66.1M 0.19%
1,674,149
+96,323
+6% +$3.44M
HPE icon
89
Hewlett Packard
HPE
$58.8B
$65.9M 0.19%
4,901,969
+734,824
+18% +$9.82M
GIS icon
90
General Mills
GIS
$20.2B
$65.9M 0.19%
1,066,179
-12,454
-1% -$772K
BDX icon
91
Becton Dickinson
BDX
$46.4B
$65.6M 0.19%
406,210
+56,475
+16% +$9.37M
CLX icon
92
Clorox
CLX
$12B
$65.5M 0.19%
546,087
+6,741
+1% +$795K
CTXS
93
DELISTED
Citrix Systems Inc
CTXS
$65.5M 0.19%
920,434
+30,374
+3% +$2.1M
ETFC
94
DELISTED
E*Trade Financial Corporation
ETFC
$65.4M 0.19%
1,886,751
+175,186
+10% +$5.59M
ESRX
95
DELISTED
Express Scripts Holding Company
ESRX
$65.3M 0.19%
949,799
+141,755
+18% +$10.2M
KMB icon
96
Kimberly-Clark
KMB
$37.6B
$65.3M 0.19%
572,229
+7,753
+1% +$900K
CB icon
97
Chubb
CB
$140B
$65.2M 0.19%
493,504
+63,565
+15% +$8.1M
PX
98
DELISTED
Praxair Inc
PX
$64.8M 0.19%
552,979
+33,082
+6% +$3.93M
EXC icon
99
Exelon
EXC
$48.1B
$64.8M 0.19%
2,560,066
+79,915
+3% +$1.89M
ATVI
100
DELISTED
Activision Blizzard
ATVI
$64.7M 0.19%
1,790,935
+120,451
+7% +$4.82M
2 3
4
5 6

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.