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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
76
Berkshire Hathaway Class B
BRK.B
$1.1T
$64.2M 0.2%
444,372
+31,041
+8% +$4.54M
LMT icon
77
Lockheed Martin
LMT
$131B
$64.1M 0.2%
267,273
-21,390
-7% -$5.35M
EL icon
78
Estee Lauder
EL
$30.4B
$63.9M 0.2%
722,093
-38,747
-5% -$3.53M
VRSN icon
79
VeriSign
VRSN
$26.3B
$63.2M 0.2%
807,446
+12,093
+2% +$970K
COST icon
80
Costco
COST
$432B
$62.9M 0.2%
412,265
-32,382
-7% -$5.23M
PX
81
DELISTED
Praxair Inc
PX
$62.8M 0.2%
519,897
+2,477
+0.5% +$293K
DHI icon
82
D.R. Horton
DHI
$41.2B
$61.9M 0.19%
2,048,251
+198,238
+11% +$6.36M
MCD icon
83
McDonald's
MCD
$193B
$61.4M 0.19%
532,303
-68,444
-11% -$8.11M
BDX icon
84
Becton Dickinson
BDX
$46.4B
$61.3M 0.19%
349,735
-6,936
-2% -$1.19M
EBAY icon
85
eBay
EBAY
$51.2B
$61.1M 0.19%
1,857,937
-303,615
-14% -$9.17M
SYY icon
86
Sysco
SYY
$40.8B
$61.1M 0.19%
1,246,242
-178,090
-13% -$9.15M
BA icon
87
Boeing
BA
$169B
$60.8M 0.19%
461,152
+2,466
+0.5% +$325K
ALXN
88
DELISTED
Alexion Pharmaceuticals
ALXN
$60.6M 0.19%
494,681
+54,377
+12% +$7M
SO icon
89
Southern Company
SO
$108B
$60.6M 0.19%
1,180,921
-121,830
-9% -$6.42M
CTXS
90
DELISTED
Citrix Systems Inc
CTXS
$60.4M 0.19%
890,060
-17,306
-2% -$1.18M
BAC icon
91
Bank of America
BAC
$429B
$60.3M 0.19%
3,853,423
+192,729
+5% +$2.87M
NEE icon
92
NextEra Energy
NEE
$185B
$59.7M 0.19%
1,951,248
-713,776
-27% -$22.5M
GPN icon
93
Global Payments
GPN
$24.1B
$59.4M 0.18%
773,632
-30,830
-4% -$2.32M
SJM icon
94
J.M. Smucker
SJM
$13.5B
$59.3M 0.18%
437,260
-10,612
-2% -$1.56M
EXC icon
95
Exelon
EXC
$48.1B
$58.9M 0.18%
2,480,151
+63,976
+3% +$1.61M
ULTA icon
96
Ulta Beauty
ULTA
$21.8B
$58.9M 0.18%
247,316
-30,369
-11% -$7.67M
FSLR icon
97
First Solar
FSLR
$21.4B
$58.5M 0.18%
1,482,539
+357,851
+32% +$14.8M
NEM icon
98
Newmont
NEM
$96.2B
$58.4M 0.18%
1,486,960
-84,566
-5% -$3.51M
LLTC
99
DELISTED
Linear Technology Corp
LLTC
$58.2M 0.18%
981,680
-95,376
-9% -$5.35M
TXN icon
100
Texas Instruments
TXN
$248B
$58.1M 0.18%
827,577
-59,251
-7% -$4.04M
2 3
4
5 6

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.